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8 Nov 2007, 9:23 am
Frank is a blithering idiot. [read post]
28 Jan 2011, 10:01 am
As explained in the proposed rule (pdf here) Dodd-Frank... [read post]
20 Nov 2015, 10:43 am
In the aftermath of the financial crisis, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act) established the Consumer Financial Protection Bureau (“CFPB”) to protect consumers. [read post]
29 Mar 2009, 6:09 pm
Hell, I’d be happy with holding Barney Frank to the Barney Frank standard. [read post]
12 Oct 2011, 3:46 pm
More than a year after the passage of Dodd-Frank, the S.E.C. voted today to propose a rule to implement section 619 of the Dodd-Frank Act, commonly known as the "Volcker" rule. [read post]
9 Nov 2007, 5:10 am
THOUGHTS ON BARNEY FRANK'S SUB-PRIME MORTGAGE REFORM, and on Barney Frank's anti-discrimination legislation. [read post]
15 Dec 2010, 4:44 am
I have an op-ed in today's Washington Examiner on the Wal-Mart v. [read post]
7 Aug 2012, 3:21 am
Lord Advocate Frank Mulholland, unusually silent over legalities of independence referendum. [read post]
28 Aug 2006, 4:21 pm
Si un abogado se pone a hacer teorÃa jurÃdica leyendo partituras, un músico también puede saber derecho aún sin haberlo estudiado.Lo primero conecta con el post anterior, donde leÃmos a un tal Galacher haciendo lecturas jurÃdicas sobre las partituras de Beethoven.Bueno, esto es al revés: en ComentarIUS, Ramiro cuenta y pone en contexto la postura de nuestro guitar hero Frank Zappa contra la… [read post]
1 Aug 2012, 4:01 pm
The House Capital Markets Subcommittee has approved bi-partisan legislation clarifying that Section 975 of the Dodd-Frank Act requiring municipal advisors to register with the SEC does not include dealers, banks, investment advisers and members of municipal governing bodies, and others who were either already regulated before the enactment of Dodd-Frank or are appointed, volunteer public servants. [read post]
8 Sep 2012, 7:44 am
The House Financial Services Committee is slated on Sept. 12 to markup and approve approve bi-partisan legislation clarifying that Section 975 of the Dodd-Frank Act requiring municipal advisors to register with the SEC does not include dealers, banks, investment advisers and members of municipal governing bodies, and others who were either already regulated before the enactment of Dodd-Frank or are appointed, volunteer public servants.. [read post]
23 Jul 2010, 6:30 am
The Dodd-Frank Act which we blogged about here, contains new incentives and protections for employees, amends the whistleblower protection provision of the Sarbanes-Oxley Act (SOX), and clarifies the anti-retaliation provision of the False Claims Act (FCA). [read post]
22 Nov 2011, 10:41 am
(Todd Zywicki) Ted Frank at the Center for Class Action Fairness has had another important victory–obtaining a 9th Circuit reversal of a cy pres award that had been made as part of a settlement with AOL: The Ninth Circuit U.S. [read post]
18 Jul 2011, 11:10 am
The Obama Administration has indicated that the President would veto any spending legislation that would undermine implementation of the Dodd-Frank Act through funding limits or other restrictions. [read post]
3 Apr 2011, 9:23 pm
While there were omissions for Franks purposes, defendant utterly failed to show that they were made to deceive the issuing magistrate. [read post]
14 Feb 2011, 2:18 pm
A study commissioned by business groups and released ahead of House hearings on Dodd-Frank Title VII found that the federal derivative regulation mandated by Title VII could cost thousands of US jobs and shift hedging activities to foreign jurisdictions. [read post]
13 Dec 2009, 7:22 am
The Securities and Exchange Commission today charged GunnAllen stockbroker Frank Bluestein with fraud, alleging that he lured elderly investors into refinancing the mortgages on their homes in order to fund their investments in a $250 million Ponzi scheme. [read post]
5 Oct 2010, 3:28 pm
Yet, Dodd-Frank neither defines the term nor offers the SEC and CFTC guidance on what the term means or on what factors they should use in creating a definition. [read post]
10 Jul 2011, 12:23 pm
In particular, the MFA noted that the proposal would provide relief to hedge fund and private equity fund advisers that are currently exempt from registration with the SEC and will be required to register as a result of the amendments to the Advisers Act in Title IV of the Dodd-Frank Act. [read post]
16 Dec 2011, 4:45 pm
Section 1601 of Dodd-Frank excluded securities futures contracts and swaps and similar agreements from the definition of a Section 1256 contract.In Dodd-Frank Section 1601, Congress was resolving uncertainty under Section 1256 for swap contracts that are traded on regulated exchanges. [read post]
