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14 Aug 2013, 6:42 am
” In an op-ed for Reuters, Richard White revisits politics in the Gilded Age and discusses what they might portend if the Court in McCutcheon were to lift the aggregate limits. [read post]
13 Aug 2013, 5:47 am
SEC Chairman Mary Jo White made this obvious in a recent letter response to Congressman McHenry. [read post]
13 Aug 2013, 5:47 am
SEC Chairman Mary Jo White made this obvious in a recent letter response to Congressman McHenry. [read post]
13 Aug 2013, 4:21 am
Jack Reed called [FINRA's then-chief executive] Mary Schapiro. [read post]
12 Aug 2013, 7:40 am
“Alabama GOP donor challenges limits” by Mary Orndorff Troyan in USA Today. [read post]
11 Aug 2013, 11:11 am
(Cross-posted from Diane Marie Amann; photo credits here and here) Filed under: You go 'Grrl Tagged: International criminal law [read post]
9 Aug 2013, 12:00 pm
Ziegler and Rose Mary Woods, Mr. [read post]
9 Aug 2013, 5:03 am
Kulmatycki, supra (citing White v. [read post]
8 Aug 2013, 11:12 am
On the heels of Mary Jo White’s recent appointment as Chairman of the SEC and predictions that it may refocus enforcement on accounting fraud came word last week that the Commission is investigating IBM’s cloud-computing accounting. [read post]
8 Aug 2013, 10:40 am
In a letter to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, the House members cautioned that the unilateral application of U.S.derivatives regulations to other countries that are presently working on their own complementary derivatives regulatory regimes will result in a flight of swaps activity away from U.S.banks overseas and further away from U.S. oversight. [read post]
8 Aug 2013, 10:35 am
The letter, which was addressed to CFTC Chair Gary Gensler and SEC Chair Mary Jo White, was signed by Senators Jeff Merkley (D-OR), Carl Levin (D-MI), Tom Harkin (D-IA), Elizabeth Warren (D-MA), Jeanne Shaheen (D-NH), Barbara Boxer (D-CA), Richard Blumenthal (D-CT), and Dianne Feinstein (D-CA). [read post]
8 Aug 2013, 10:26 am
In connection with last Wednesday’s vote, SEC Chair Mary Jo White stated that “[i]nvestors need to feel confident that their money is safe when it’s being held by their broker-dealers… [and] these rules will strengthen the audit requirements for broker-dealers and enhance [the SEC’s] oversight of the way they maintain custody over their customer’s needs. [read post]
8 Aug 2013, 7:30 am
Lempa went to Little Company of Mary, in case you’re curious. [read post]
6 Aug 2013, 9:19 am
Law Office of Anne Marie Segal is located in Stamford, Connecticut provides legal counsel to businesses and individuals in Fairfield and Westchester Counties, New York City and beyond. [read post]
6 Aug 2013, 4:39 am
The Senate also extended Mary Jo White's term as Chair so that it expires on June 5, 2019. [read post]
2 Aug 2013, 9:00 am
Securities and Exchange Commission Chairwoman Mary Jo White told a Senate Banking Committee that the SEC intends to promulgate a rule requiring publicly-held companies to disclose CEO pay -- a provision required by the 2010 Dodd-Frank Act but yet to be implemented by the SEC -- "in the next month or two." [read post]
30 Jul 2013, 6:16 am
As Chair Mary Jo White recently emphasized: "The SEC is a law-enforcement agency. [read post]
29 Jul 2013, 7:43 am
By Roy Whited This information was taken in part from a recent newsletter from the Ohio Department of Insurance. [read post]
26 Jul 2013, 12:04 pm
The June 11 ruling is notable for another reason – it came the week before SEC Chairwoman Mary Jo White announced that the SEC would depart in some cases from its long-established practice of “neither admit nor deny” settlements. [read post]
26 Jul 2013, 3:02 am
Then in the wake of those debates William and Mary Professor Thomas Roderick Dew emerged with his Review of the Debates in the Virginia Legislature, which was an important proslavery pamphlet. [read post]
