Search for: "National Securities Clearing Corporation" Results 2041 - 2060 of 3,677
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9 Feb 2018, 8:11 am
  In  China Ends 25-Year Wait as Yuan Oil Futures to Start Trading (Bloomberg 9 Feb. 2018), it was reported that "China will list local-currency crude futures in Shanghai on March 26, according to the nation’s securities regulator. [read post]
17 Jun 2019, 6:30 am by JB
The composition of the party was quite different, and it’s not clear that it will work nationally today.So your safest bet to expand your support is the second strategy. [read post]
28 Jun 2012, 9:42 am by D. Daxton White
Whether a traditional broker or fee only advisor, the financial professional works for, or at least purchases securities through, a corporation called a broker-dealer. [read post]
26 Jul 2022, 9:01 pm by William A. Birdthistle
This preparation could involve understanding their exposure to LIBOR-linked issues, such as identifying data sources for security-specific updates from designated parties on fallback rates and conventions, such as compounding, lookbacks and lockouts, and planning how and when portfolio positions will convert from their use of LIBOR to an alternative reference rate. [read post]
19 Mar 2013, 10:23 am by Ron Coleman
” Yes, this isn’t about national security, it’s about power for the entertainment industry. [read post]
2 Nov 2010, 11:55 am by John Phillips
Department of the Treasury; • the Federal Deposit Insurance Corporation; • the Federal Housing Finance Agency; • all of the Federal Reserve banks; • the Board of Governors of the Federal Reserve System; • the National Credit Union Administration; • the Office of the Comptroller of the Currency; • the Securities and Exchange Commission; and • the Bureau of Consumer Financial Protection established by the legislation. [read post]
6 May 2014, 5:28 pm
Such people might prefer the additional layer of security offered by a smart gun. [read post]
19 Sep 2010, 8:02 pm by Celeste Blackburn
Department of the Treasury; the Federal Deposit Insurance Corporation; the Federal Housing Finance Agency; all of the Federal Reserve banks; the Board of Governors of the Federal Reserve System; the National Credit Union Administration; the Office of the Comptroller of the Currency; the Securities and Exchange Commission; and the Bureau of Consumer Financial Protection established by the legislation. [read post]
14 Nov 2011, 8:55 am by Allison Walton
  According to the SEC, the 2008 incident is the third instance in the past eight years where an employee of FINRA, or its predecessor, the National Association of Security Dealers, has provided altered or misleading documents to the SEC. [read post]
30 Jan 2010, 5:00 am
It’s now clear that this sting operation… Read more » [read post]
6 Jul 2015, 7:09 am by admin
., in the case of extensive corporate groups or where it was not clear whether some entities were affiliates). 5. [read post]
20 Jul 2011, 10:05 am by INFORRM
This is a Press Release issued by the Hacked Off campaign earlier today: The Hacked Off Campaign welcomes the Terms of Reference of the Judicial Inquiry announced today, in particular the extensive changes that the campaign secured, set out below. [read post]
19 Apr 2022, 9:34 pm by Kurt R. Karst
 In response, DEA amended the proposed rule to allow online payment by Automated Clearing House (“ACH”) fund transfer, credit card or other means that may be available at submission using the secure application portal. [read post]
11 Jun 2010, 5:08 am by Broc Romanek
Monitor Use in Prosecution Agreements: DOJ Adds to Morford Memo Guidance On May 25th, the DOJ's Acting Deputy Attorney General, Gary Grindler, sent around this memo requesting that federal prosecutors to be more clear on what help they can offer companies having issues with corporate monitors assigned to them under federal prosecution agreements. [read post]
21 May 2021, 4:00 am by Jim Sedor
The case appears to focus on the Republican National Committee (RNC) and its two senior leaders, and possibly members of Congress. [read post]
28 Jul 2021, 4:42 pm by Bona Law PC
New White House Competition Council The Order establishes a new White House Competition Council, led by the Director of the National Economic Council, to monitor progress on finalizing the initiatives in the Order and to coordinate the federal government’s response to what it sees as the rising power of large corporations in the economy. [read post]
10 Sep 2009, 1:09 am
The issue of Canadian health care has become a bit of a football in this national conversation, but several facts are clear: The U.S. spends much more on health care than Canada, both on a per-capita basis and as a percentage of GDP. [read post]
15 Feb 2018, 4:41 pm by Cynthia Marcotte Stamer
  As amended by the HITECH Act, the civil enforcement provisions of HIPAA empower OCR to impose Civil Monetary Penalties on both Covered Entities and BAs for violations of any of the requirements of the Privacy or Security Rules. [read post]
13 Jul 2012, 1:41 pm by WIMS
With the bankruptcies starting to pile up, our message to American taxpayers is clear: There will be No More Solyndras. [read post]