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26 May 2011, 8:44 am
The key drivers behind the increase in CEO pay were: a non-equity incentive award of $1.4 million that was comprised of a $936,000 annual incentive award and a special $500,000 one-time retention award resulting from the closing of a 2010 merger transaction; and a restricted stock award of $3.6 million.At Weatherford, an oil services company that is listed on the New York Stock Exchange but incorporated in Switzerland, the firm’s compensation… [read post]
6 Sep 2018, 7:53 am
We have represented clients in Federal and state courts and in arbitration through the Financial Industry Regulatory Authority (FINRA), the New York Stock Exchange Inc. [read post]
24 Jun 2008, 12:36 am
In 2002, the New York State Attorney General's Office accused Merrill Lynch, Pierce, Fenner & Smith Inc., Merrill Lynch & Co. [read post]
15 Jul 2013, 1:28 am
What was old is new again. [read post]
27 Apr 2018, 10:44 am
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
18 Jan 2016, 3:19 pm
Its shares traded on the New York Stock Exchange (“NYSE”) under the ticker symbol ACI until the NYSE suspended trading of its common stock and initiated proceedings to delist the stock on January 11, 2016. [read post]
26 Oct 2009, 2:22 pm
Securities and Exchange Commission continue their probes? [read post]
20 Mar 2008, 4:39 am
Klaassen is stepping down as chairman, one of several governance changes announced yesterday, two years after the company disclosed accounting irregularities and came under fire for management practices.Sunrise, of McLean, also said it risked being delisted from the New York Stock Exchange after missing a Monday deadline to file its annual report for 2006. [read post]
20 Nov 2020, 3:00 am
Corporations and Foreign Nations Pivot to Lobby Biden New York Times – Kenneth Vogel and Eric Lipton | Published: 11/17/2020 While Joe Biden has taken steps to demonstrate his distance from lobbyists, his presidency is being welcomed on K Street. [read post]
4 Oct 2019, 6:00 am
Securities and Exchange Commission, on Friday, September 27, 2019 Tags: Broker-dealers, Disclosure, Exchange-traded funds, OTC derivatives, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Analysis of IAC Recommendations to Improve U.S. [read post]
20 May 2011, 12:34 pm
Tata Motors itself is listed on the New York Stock Exchange. [read post]
13 Apr 2020, 4:19 pm
Securities and Exchange Commission. [read post]
19 Sep 2022, 8:37 am
On September 16, 2022, the company filed a form S-11 with the Securities and Exchange Commission for a potential underwritten public offering to list its common stock on the New York Stock Exchange. [read post]
9 Sep 2011, 2:51 am
New York City has ten times more cops than the S.E.C. has employees and twice as many cops than Special Agents employed by the F.B.I. [read post]
18 Dec 2007, 12:14 pm
District Court for the Southern District of New York against Joseph P. [read post]
4 May 2021, 1:08 pm
Following incorporation, a SPAC raises funds for acquisitions through an IPO, listing its shares on a public stock exchange. [read post]
4 Apr 2014, 5:00 am
And, like all Michael Lewis books, it’s at heart a narrative about a person — in this case, Brad Katsuyama, the founder of a small new stock exchange called IEX. [read post]
15 Sep 2011, 7:09 pm
The audited financial statements for 2010 tell the tale (note that I have converted the auditors' numbers in thousands to the real figures in millions):In early 2011, the Society completed new credit facilities to replace the previous line of credit with the Bank of New York. [read post]
5 Jun 2020, 3:00 am
Campaign Funds for Judges Warp Criminal Justice, Study Finds New York Times – Adam Liptak | Published: 6/1/2020 In Gideon v. [read post]
25 Apr 2012, 10:25 am
District Judge Frederic Block in New York, said $1.05 million in penalties paid by two former Bear Stearns Cos. hedge-fund managers, Ralph Cioffi and Matthew Tannin, in a proposed settlement of civil-fraud charges against them was “chump change” compared with the $1.8 billion lost by investors. [read post]
