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20 Apr 2017, 10:29 am by Jennifer B. Hodur
For example, professionals in these areas may have one or more certifications through the International Association of Privacy Professionals and/or the Information Systems Security Certifications Consortium, Inc. [read post]
3 Oct 2019, 6:36 am by Staff Attorney
The law offices of Gana Weinstein LLP are investigating broker Marilyn Zehntner (Zehntner), currently associated with Rhodes Securities, Inc. [read post]
1 May 2009, 9:27 am
The Indictment alleges that, beginning in 2006, Hutcheson operated a business named Georgia Ionics Fund LLC, which used two securities brokers, CyberTrade Inc. and Cobra Trading, to handle investments. [read post]
26 May 2011, 1:29 pm by Mike Scarcella
The Justice Department said Johnson traded securities in the following companies: Central Garden and Pet Co.; Digene Corporation; Idexx Laboratories Inc.; Pharmaceutical Product Development Inc.; and United Therapeutics Corporation. [read post]
21 Jan 2013, 1:39 am by Kevin LaCroix
  It used to be that years would pass between Supreme Court cases considering securities law issues. [read post]
11 Aug 2010, 7:24 am
For a free consultation contact us at (877) SEC-ATTY or visit our website at www.securitiesarbitrations.com. [read post]
20 Feb 2019, 6:04 am by Staff Attorney
  From November 2010 until May 2012 Rosensweig was registered with Dawson James Securities, Inc. [read post]
20 Dec 2013, 7:59 am by Adam Weinstein
  From March 2006 through September 2010, Kauffman was registered with FINRA as a General Securities Principal and a General Securities Representative at First Allied Securities, Inc. [read post]
2 Sep 2016, 8:08 am by David Jensen
”The payments to Trounson were made in 2014 and 2015, according to Securities and Exchange Commission filings by StemCells, Inc. [read post]
12 Mar 2012, 9:20 am
In a resounding victory, Botox manufacturer Allergan, Inc. has secured a permanent injunction from a  California federal court forbidding competitors Merz Pharmaceuticals and Merz Aesthetic from rolling out the sale of Xeomin for cosmetic purposes for the next ten months. [read post]
15 Dec 2018, 8:40 am by Staff Attorney
  From September 2013 until June 2015 Hightower was associated with Legacy Assets Securities, Inc. out of the firm’s Houston, Texas office location. [read post]
6 Oct 2017, 6:47 pm by Patricia Salkin
Clarksville Residents Against Mortuary Defense Fund, Inc v Donaldson Properties, 2017 WL 4103706 (MD 6/22/2017)Filed under: Special Use/Exception [read post]