Search for: "Security First Managers, LLC."
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25 Jan 2010, 6:55 am
The day's first two sessions focused on the question of whether the Securities and Exchange Commission should provide an access regime, or whether it should leave the adoption of access arrangements, if any, to private ordering on a company-by-company basis. [read post]
27 Jul 2021, 9:38 am
For more information on the firm’s investigation please see: Benefit Street Partners Realty Trust – Tender Offer BSP Realty Trust Investigating Potential Lawsuits Benefit Street Partners Realty Trust Investment Losses The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
24 Dec 2009, 10:25 am
The Rule 4.7 exemption allows CPOs to follow less-strict reporting requirements with regard to the commodity pool they manage. [read post]
20 Feb 2019, 4:42 am
About the Expert Judy Selby is Principal at Judy Selby Consulting LLC. [read post]
6 Jul 2021, 12:14 pm
Robert Holleyman, president and CEO at Crowing & Moring International LLC; Amb. [read post]
24 Jan 2019, 2:36 pm
First off, just about every SEC investigation has an air of urgency and danger, because 99% of them involve a victim who may have lost, or is about to lose, their life savings. [read post]
20 Jun 2021, 6:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
29 Mar 2020, 7:56 am
-Year-Q120 M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 10-Mar-20Everlaw (Investee)Series C Funding (CapitalG, Menlo Ventures, Andreessen Horowitz, K9 Ventures)$62,000,000 9-Mar-20XMediusOpenText$75,000,000 25-Feb-20TCDI (Investee)Trivest Partners, LP (Investor) 3-Feb-20HaystackID (Investee)Quad-C Management (Recapitalization) 29-Jan-20MindcrestDWF (Law… [read post]
3 May 2021, 8:00 am
Office of Personnel Management. [read post]
14 Sep 2015, 4:32 pm
Levinson, 485 U.S. 224 (1988) as to individual class members[5] by focusing upon large institutional claimants; and (ii) limiting “allowed claims” through set-offs pursuant to § 28(a)’s requirement limiting plaintiffs to “actual damages,”[6] and the Private Securities Litigation Reform Act’s (“PSLRA”) damages provision which essentially limits plaintiffs to nominal losses.[7] As to the first category, the Supreme Court’s… [read post]
5 Dec 2016, 3:40 pm
(GSW Arena LLC, et al., Real Parties in Interest) (2016 1st Dist., Div. 3) _____ Cal.App.5th ____, 2016 WL 6962504. [read post]
17 Mar 2020, 3:54 pm
County of Sacramento (Cordova Hills, LLC, et al. [read post]
25 Feb 2009, 7:59 am
Dowling, Jr., Managing Partner, Dowling & Partners Securities, LLC Stephen R. [read post]
6 Dec 2018, 10:11 am
March 2010 until August 2015 Pepe was associated with JHS Capital Advisors, LLC. [read post]
22 Feb 2021, 4:11 am
Here in the New York metro area, for the first time in years winter is living up to its name. [read post]
13 Oct 2021, 2:29 am
GPB Holdings II LP is a private placement fund sponsored by GPB Capital Holdings, LLC, a New York-based global asset management firm. [read post]
19 Jan 2024, 7:37 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
4 Jul 2011, 9:54 pm
Securities and Exchange Commission ("SEC") had filed a civil complaint against several hedge fund managers for overvaluing illiquid assets. [read post]
18 Jul 2022, 2:46 pm
The ISS SCAS authors are Jeffrey Lubitz, Managing Director, and Elisa Mendoza, Esq., Associate Director. [read post]
5 Jul 2023, 5:21 pm
Shareholders’ rights include the right to transfer shares, the right of first refusal, redemption upon death or disability, and shareholders’ power to manage and run the startup. [read post]
