Search for: "Security First Managers, LLC." Results 2041 - 2060 of 3,599
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22 Dec 2017, 1:51 pm by Kelly Phillips Erb
The definition also includes a business where the performance of services consists of investing and investment management trading, or dealing in securities, partnership interests, or commodities. [read post]
21 Dec 2017, 5:51 am by Renae Lloyd
American Finance Trust, Inc. is a real estate investment trust launched and managed by American Financial Advisors, LLC. [read post]
20 Dec 2017, 7:54 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
18 Dec 2017, 1:42 pm by Ben
US Court Dismisses Copyright Infringement Complaint Against GAIN CapitalOnline trading services provider GAIN Capital Group LLC has secured a judgement in its favor on Friday, December 15, 2017, as a part of a copyright infringement case launched against it by Tibco Software Inc. [read post]
15 Dec 2017, 11:05 am by Andrew Stoltmann
Included in Woodbridge’s entities or mortgage funds are: WMF Management LLC Woodbridge Group of Companies Woodbridge Mortgage Investment Fund 1,LLC; Woodbridge Mortgage Investment Fund 2, LLC; Woodbridge Mortgage Investment Fund 3, LLC; Woodbridge Mortgage Investment Fund 3A, LLC; Woodbridge Mortgage Investment Fund 4, LLC; Woodbridge Mortgage Investment Fund PA, LLC; and Woodbridge Group of Companies, LLC (d/b/a… [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
  Robert Cohen, the newly appointed chief of the SEC’s Cyber Unit had this to say about his team’s first action: “This first Cyber Unit case hits all of the characteristics of a full-fledged cyber scam and is exactly the kind of misconduct the unit will be pursuing. [read post]
6 Dec 2017, 6:11 am by Joy Waltemath
Robb issued his first GC Memorandum (GC 18-02) signaling the direction in which he plans to take the Board. [read post]
4 Dec 2017, 5:57 am by Renae Lloyd
    The post Christopher Wendel Terminated for Unapproved Securities Sales appeared first on White Securities Law. [read post]
29 Nov 2017, 8:15 am by Renae Lloyd
The White Law Group, LLC is a national securities arbitration and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Nov 2017, 11:23 am by Theresa Gabaldon
Neo@Ogilvy LLC, WPP Group USA, Inc., saw Clause (iii) as ambiguous, invoked Chevron, and chose to defer to Rule 21F-2. [read post]
16 Nov 2017, 6:32 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
14 Nov 2017, 8:18 am by Renae Lloyd
FINRA stated that In July 2015, Veron formed Contract Funding and Corporate Management, LLC (“CFCM”) and served as its President. [read post]
14 Nov 2017, 3:39 am by SHG
Copyright © 2007-2017 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
”   Chairman Clayton, a seasoned securities regulation veteran and expert cautioned that many ICO platforms were susceptible to manipulation and other fraudulent practices by ICO insiders, management, and better-informed traders. [read post]