Search for: "Trustee Management Company"
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23 Apr 2010, 9:19 am
This bankruptcy estate is then managed by the bankruptcy trustee. [read post]
22 Apr 2010, 5:00 am
The first category of "knowledgeable employees" is the management of the covered company, which covers these positions: director [see Section 2(a)(12)] trustee general partner advisory board member [see Section 2(a)(1)] "executive officer" Executive Officer is defined in Rule 3C-5 as: president vice president in charge of a principal business unit, division or function any other officer who performs a policy-making function any other person who performs… [read post]
22 Apr 2010, 5:00 am
The first category of "knowledgeable employees" is the management of the covered company, which covers these positions: director [see Section 2(a)(12)] trustee general partner advisory board member [see Section 2(a)(1)] "executive officer" Executive Officer is defined in Rule 3C-5 as: president vice president in charge of a principal business unit, division or function any other officer who performs a policy-making function any other person who performs… [read post]
21 Apr 2010, 10:47 am
These include significant shareholders based on post-conversion beneficial ownership and management companies that provide significant management or administration services to the issuer or a subsidiary of the issuer. [read post]
19 Apr 2010, 7:27 am
For the purposes of this paragraph when a building, other than an hotel, boarding-house, hostel or similar residential building, is occupied by more than one person or family, 'residence' or 'place of business' means that portion of the building occupied by the person upon whom service is to be effected; by delivering a copy thereof at the place of employment of the said person, guardian, tutor, curator or the like to some person apparently not less than sixteen years of age and… [read post]
17 Apr 2010, 10:03 am
Kluger from Tax Managing Director of KPMG to Director of Tax and Compliance at Yeshiva. [read post]
16 Apr 2010, 8:00 am
Kevin McCabe partnered with Hank Morris in Purpose LLC ("Purpose"), a company that was not a broker-dealer. [read post]
13 Apr 2010, 9:59 am
One or more of the adult children are named as "trustees" to manage the trust for the benefit of the "beneficiaries" who remain the parents during their lifetimes. [read post]
12 Apr 2010, 5:00 am
Zang started at Fidelity in 1997 as an equity research analyst and eventually became a portfolio manager. [read post]
8 Apr 2010, 11:29 am
The company was acquired in January 2009 by Austin Ventures and has offices in New York, London and Stamford, CT. [read post]
6 Apr 2010, 6:01 am
Some investment managers, particularly those utilizing active rather than quantitative portfolio management strategies, may also follow the practice of informing portfolio managers of proposed voting decisions for the managers’ portfolio companies and permit, or (in a relatively small number of cases) encourage, portfolio managers to review voting decisions and register any contrary views on the proposed votes. [read post]
6 Apr 2010, 5:00 am
Instead, the funds (with the guidance of the board of trustees) “hire” a variety of contractors to perform services, including money management. [read post]
6 Apr 2010, 1:58 am
The plaintiffs claimed that the defendants had failed to properly oversee the company’s credit default contracts and had made certain material misstatements and omissions regarding the company’s financial health and risk management. [read post]
30 Mar 2010, 10:06 am
Merrill Lynch Asset Management, Inc. set prevailing standard for more than 25 years: Does the fee schedule represent a charge within the range of what would have been negotiated at arm's-length; or Are the fees so disportionately large that it bears no reasonable relationship to the services rendered Gartenberg found that fees paid to other fund advisers were not dispositive A court should rely on its own business judgment to determine whether the fee is inconsistent with the… [read post]
30 Mar 2010, 9:36 am
” The Court reiterated that reviewing courts need to give deference to the conclusions made by a mutual fund board of trustees during its annual review of management fees. [read post]
30 Mar 2010, 8:53 am
Merrill Lynch Asset Management, Inc. [read post]
29 Mar 2010, 6:13 pm
As mentioned last week, in a new series of essays, PFF scholars will be examining proposals that would have the government play a greater role in sustaining struggling media enterprises, “saving journalism,” or promoting more “public interest” content. [read post]
29 Mar 2010, 12:51 pm
Richard Francis is the trustee of The Fawcett Living Trust, Farrah Fawcett's trust which details how she wanted her money to pass. [read post]
26 Mar 2010, 1:04 pm
In support of their petition for dissolution, the trustees alleged misconduct by the LLC’s management, including accusations that the LLC’s management deliberately generated tax liabilities for the Trust while withholding distributions and/or refusing to generate income that would allow for the payment of those taxes. [read post]
23 Mar 2010, 6:00 am
As the Circuit recognized with the "loss of incentive" part above, it was already hard for scientists to justify to non-scientist corporate managers or school trustees the value of basic research without referencing the financial upside of patentable discoveries. [read post]
