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2 Apr 2022, 5:22 am
A Wells Fargo broker who traded a client's account after he died was fired and sanctioned by FINRA.According to FINRA, the broker was terminated from Wells Fargo "after internal review revealed that advisor entered stop loss orders in account of deceased customer, per prior discussion, not knowing client was deceased. [read post]
15 Apr 2014, 6:07 am
Wells Fargo has an insurance division. [read post]
29 Aug 2008, 4:15 pm
Loomis Armored, USA, Inc., now part of an international conglomerate of cash handling businesses, started out as Wells Fargo in the days of the California gold rush of the nineteenth century. [read post]
1 Nov 2008, 10:25 am
The company stated that it had a policy of prohibiting certain dog breeds and dogs weighing over 40 pounds yet despite the fact that the tenant stated that their dog was under 40 ponds and was necessary for his well being the company refused to budge from its policy. [read post]
18 Mar 2008, 12:32 pm
Founding members are: • Wells Fargo Brokerage Services LLC. [read post]
21 Mar 2012, 1:58 pm
According to the Florida Times-Union, an unidentified suspect robbed the Wells Fargo Bank in Regency Square in Jacksonville. [read post]
16 Dec 2011, 10:54 pm
US Bank, Bank of New York Mellon, Wells Fargo & Co., HSBC, and Citibank are the trustees. [read post]
27 Jan 2009, 5:41 am
By Alan WhiteNo more than 10 companies now service most of the mortgages in the U.S, including the four big banks (Citi, Wells Fargo, Chase and BofA). [read post]
27 Oct 2010, 8:59 pm
We've been saying for weeks that the robo-signers are merely a symptom of much deeper troubles wracking the foreclosure mill law firms and their clients, the big banks such as Bank of America, GMAC, Citigroup, Wells Fargo, Chase, and others. [read post]
1 Feb 2021, 2:02 pm
Kevin Schaefer (Kevin Joseph Schaefer CRD:# 1286030) is a registered broker and investment advisor currently employed with Wells Fargo Clearing Services, LLC (CRD#: 19616) of San Francisco, CA. [read post]
29 Mar 2021, 2:02 pm
Kevin Schaefer (Kevin Joseph Schaefer CRD:# 1286030) is a registered broke and investment advisor currently employed with Wells Fargo Clearing Services, LLC (CRD#: 19616) of San Francisco, CA. [read post]
27 Nov 2013, 7:58 am
., and Well Fargo & Co. each hold more than half of the total banking assets in the country. [read post]
16 Apr 2012, 10:17 am
., Wells Fargo & Company, Citigroup Inc., and Ally Financial Inc. [read post]
16 Sep 2016, 6:00 am
Wells Fargo CEO Defends Bank Culture, Lays Blame With Bad Employees by Emily Glazer and Christina Rexrode in the Wall Street Journal He later said through a spokeswoman that when the bank falls short “I feel accountable and our leadership team feels accountable—and we want all our stakeholders to know that. [read post]
1 Dec 2011, 12:00 pm
Massachusetts Attorney General Martha Coakley today filed a wide-ranging lawsuit in Suffolk County Superior Court in Boston against Bank of America, JP Morgan Chase, Citibank, GMAC, Wells Fargo and MERS, alleging that the defendants' conduct in foreclosing "hundreds, if not thousands" of mortgages in Massachusetts was fraudulent, unfair, deceptive and in violation of numerous provisions of Massachusetts law. [read post]
4 May 2009, 7:25 am
The civil rights organization accused Wells Fargo Bank and U.K. bank HSBC of "systematic, institutionalized racism" in their mortgage lending decisions. [read post]
25 Sep 2019, 3:44 am
UPDATE: This post originally appeared on 9/24 in MusicTech.Solutions before reading that on 9/23 Wells Fargo initiated coverage of Spotify at “Underperform” with a $115 price target. [read post]
27 Oct 2010, 8:59 pm
We've been saying for weeks that the robo-signers are merely a symptom of much deeper troubles wracking the foreclosure mill law firms and their clients, the big banks such as Bank of America, GMAC, Citigroup, Wells Fargo, Chase, and others. [read post]
10 Jan 2019, 8:16 am
Wells Fargo Bank – United States District Court – District of Colorado – January 8th, 2019) involves a claim of disability discrimination and invasion of privacy by the plaintiff against her former employer. [read post]
23 May 2019, 7:43 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Cody, Jill Concorde Investment Services, LLC Westminster Financial Securities, Inc Cody, Richard IFS Securities … [read post]
