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26 Sep 2012, 3:10 pm
Tin Men (the Life Magazine scam), Glengarry Glen Ross (shaming- What It Takes to Sell Real Estate), The Boiler Room (Ben Affleck‘s profanity-laden speech) the final scene in Michael Clayton (spoiler alert), Monty Python’s Life of Brian haggling schtick, the not-to-be-missed series of negotiations between Terrence and Ari Gold in Entourage (part 3, choosing the venue). [read post]
5 Dec 2017, 8:41 am
Division Director Bill Hinman said at Practising Law Institute’s securities regulation conference that when Chairman Jay Clayton first asked him if the existing guidance needed to be refreshed, he did not think so. [read post]
22 May 2014, 11:25 am
It thus locked away Richard Clayton Gordon—the lead plaintiff in our Massachusetts case and a U.S. army veteran—for a single stale drug conviction. [read post]
20 Jul 2023, 1:25 pm
Commissioner Slaughter also touted the explicit recognition of the Clayton Act’s plain language prohibiting mergers which “tend to create a monopoly,” which, she argued, the previous guidelines failed to give “appropriate weight. [read post]
20 Jul 2023, 2:45 pm
Commissioner Slaughter also touted the explicit recognition of the Clayton Act’s plain language prohibiting mergers which “tend to create a monopoly,” which, she argued, the previous guidelines failed to give “appropriate weight. [read post]
16 May 2025, 5:52 pm
Clayton County (2020) to sex-based distinctions in agency activities. [read post]
15 May 2020, 6:26 am
Among other things, Clayton and Hinman encouraged companies to avail themselves of safe harbors for forward-looking statements. [read post]
24 Mar 2020, 3:49 pm
Clayton’s statement. [read post]
31 Mar 2021, 9:11 am
For example, the SEC’s Investor Advocate, Rick Fleming, said in the Investor Advocate’s FY20 activities report that the Biden Administration should consider invoking the CRA or conduct new rulemakings to overturn or reverse four Clayton-era rulemakings, including the shareholder proposals rulemaking. [read post]
11 May 2020, 8:18 pm
“This exactly the way these committees should work,” Clayton said. [read post]
29 Jun 2020, 4:42 pm
Clayton reaction. [read post]
21 Jun 2021, 6:14 am
One of the statements announced the reversal of a policy by former Chairman Jay Clayton; under the new policy, senior officers in the Division are authorized to approve the issuance of a Formal Order of Investigation. [read post]
11 May 2017, 7:30 am
Chairman Clayton closed his remarks by recognizing the efforts of the agency and the committee in light of Public Service Recognition Week.Underwriting case studies. [read post]
18 Sep 2018, 6:44 am
According to Chairman Clayton, the withdrawal of the letters followed a re-examination of the letters to facilitate discussion at the upcoming roundtable. [read post]
29 Sep 2017, 8:20 am
Investors included large institutions known as qualified institutional buyers or qualified purchasers, entities the ALJ would refer to as "...not, in the words of Commission Chairman Jay Clayton, ‘Mr. and Ms. 401(k)’" (referring to a speech Clayton gave outlining his principles of securities regulation).Unique approach and star witness. [read post]
29 Mar 2019, 7:12 am
Redfearn noted that he and Chairman Clayton gave a speech in early March that touched on market structure issues. [read post]
8 Oct 2020, 7:11 am
In his view, finders can help bridge the gap between small businesses that need capital and investors who want to support emerging enterprises.The proposal addresses the lack of clarity regarding the regulatory status of finders, according to Clayton, who said the agency has received requests for guidance in this area for decades. [read post]
21 Dec 2012, 11:01 am
Said Clayton, "It ends up hurting those who are hurt the most." [read post]
22 Aug 2019, 1:28 pm
Section 4 of the Clayton Act provides that “any person who shall be injured in his business or property by reason of anything forbidden in the antitrust laws may sue. [read post]
19 Jul 2017, 2:44 am
John Shay, Global Head of Fixed Income and Commodities at Nasdaq, also applauded SEC Chair Clayton’s request for the creation of a Fixed Income Market Structure Advisory Committee. [read post]
