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21 Jul 2023, 2:37 pm
However, under Cannon’s new order, the trial is now set to begin in Fort Pierce, Florida on May 20, 2024 and will last approximately two weeks. [read post]
3 Oct 2018, 9:45 am
The securities attorneys at Gana Weinstein LLP are currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merill Lynch) broker Charles Kenahan (Kenahan). [read post]
23 Feb 2015, 3:09 pm
The Financial Industry Regulatory Authority recently censured Merrill Lynch Pierce Fenner & Smith and fined the firm $100,000, sanctions to which the firm consented. [read post]
9 Feb 2009, 6:18 am
., Merrill Lynch, Pierce, Fenner and Smith and a number of other defendants can move forward. [read post]
9 Sep 2014, 6:55 am
The Financial Industry Regulatory Authority (FINRA) sanctioned broker George Zaki (Zaki) concerning allegations that between June 2010, and August 2012, Zaki implemented and/or executed approximately 3,600 discretionary trades in the accounts of approximately 80 Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
20 Jan 2015, 9:47 am
The victim was on West Pierce Avenue walking on the sidewalk when the attack took place, according to Veejay Zala, a spokesman for the Chicago Police Department. [read post]
20 Apr 2009, 7:07 pm
A motion by Merrill Lynch, Pierce, Fenner & Smith Inc. to stop two former financial advisers from using customer information they received while working at the investment firm has been denied. [read post]
25 Jul 2012, 9:52 am
Sweet Elementary, died at the scene and 16 other students from the Fort Pierce magnet school were injured. [read post]
24 Jul 2015, 6:01 am
As we previously reported, (See Top Merrill Lynch Broker Thomas Buck Terminated Under Unusual Circumstances) news sources have been investigating the termination of financial advisor Thomas Buck (Buck) and his daughter Ann Buck by Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch), now known as Bank of America, NA (Bank of America) under circumstances that some would consider unusual. [read post]
Recommended Reading: Following the Direction of TrafFix: Trade Dress Law and Functionality Revisited
14 Jul 2010, 2:30 am
In an article in the latest issue of IDEA (published by Franklin Pierce Law School) entitled "Following the Direction of TrafFix: Trade Dress Law and Functionality Revisited," Professor Amy Cohen of Western New England College School of Law reviews the history of product configuration trade dress law, including its expansion in the 1980s through the Supreme Court's attempt in TrafFix Devices Inc. v. [read post]
23 Jan 2020, 9:12 am
Some of what was considered inappropriate back then (casual dress and non-traditional piercings) is now acceptable, according to a recent Accountemps survey. [read post]
24 Dec 2019, 7:19 am
According to FINRA Disciplinary actions for December 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bartley, Jevon Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America Cross, Anita Gasser, Robert Barclays Capital Inc ITG… [read post]
7 Mar 2012, 9:25 am
Prosecutors in Pierce County allege that Karen Lofgren asked a professional hit man to kill her husband and make it look like a “robbery gone bad,” according to a report from KPLC TV. [read post]
24 Jul 2008, 4:58 pm
As reported by the Wall Street Journal, California attorney Pierce O’Donnell has represented clients including actress Faye Dunaway (in a wrongful termination suit against Andrew Lloyd Webber), columnist Art Buchwald (in a suit against Paramount), as well MGM, NBC and Lockheed, and has been called the new Perry Mason of Hollywood. [read post]
18 Jun 2014, 7:47 am
.; and Merrill Lynch, Pierce, Fenner & Smith, Inc., $1 million each for failing to provide complete and accurate information about trades performed by the firms and their customers, commonly known as “blue sheet” data, to FINRA, the SEC and other regulators. [read post]
27 Oct 2010, 9:12 am
One of the bullets pierced the victim's aorta causing him to bleed to death. [read post]
16 Dec 2009, 9:12 am
Pierce J.Sakinofsky, a lawyer, was sued for professional negligence after an action commenced by one of his clients was dismissed for delay. [read post]
15 Jan 2014, 6:21 am
The Securities and Exchange Commission (SEC) instituted administrative proceedings against broker Ronald Gene Anglin (Anglin), formerly of Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
21 Jun 2010, 3:59 am
Lucie/Fort Pierce. [read post]
10 Jun 2007, 5:07 pm
(Rorty was a better writer than the other great pragmatists, Pierce and Dewey, but that's not saying very much). [read post]
