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11 Jun 2019, 11:59 am by Cannabis Law Group
Unless the owner of a cannabis company is independently very wealthy, going public can sometimes be the only way to access the additional capital necessary to: Grow current operations Expand into new markets Reduce debt to ultimately boost performance Launch new lines of products Initiate a merger or acquisition. [read post]
23 Jan 2015, 4:58 am by Geoff Cockrell
The company — dRx Capital AG — will invest up to $100 million to support early stage digital health companies. [read post]
25 Sep 2023, 12:48 pm by Simon Lovegrove (UK) and Anita Edwards
Under the recently passed Financial Services and Markets Act, the FCA, together with the Bank of England (BoE), will in future have the ability to directly supervise third parties who provide critical services to financial services – subject to an HM Treasury designation process. [read post]
24 Dec 2019, 7:38 am by Silver Law Group
According to FINRA Disciplinary actions for December 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Amparo, Nelson   Citizens Securities, Inc   Santander Securities LLC   Bethan, Frank   Quest Capital Strategies, Inc   Wells Fargo Clearing Services, LLC   Brown, Andrew   Worden Capital Management… [read post]
4 May 2007, 2:29 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKBankruptcy Net $2 Million Fee Award to Investment Bank In Telecom's Restructuring Plan Is Affirmed Houlihan Lokey Howard & Zukin Capital v. [read post]
5 Jul 2011, 6:00 am by Alexander J. Davie
 It’s also widely known that Congress exempted venture capital funds from this requirement. [read post]
1 Mar 2019, 12:16 pm by Kaufman Dolowich Voluck
By David Kuffler, partner in the Kaufman Dolowich & Voluck New York City office, and Brian Thede, senior vice president, Ethos Specialty Insurance Services LLC . [read post]
28 Nov 2021, 11:40 am by Ezra Rosser
New Book: Claire Dunning, Nonprofit Neighborhoods An Urban History of Inequality and the American State (2022). [read post]
22 Jul 2011, 6:00 am by Wahab & Medenica LLC
  For these businesses, counsel on developing best practices in connection with new technologies and services is key to success. [read post]
19 Feb 2010, 12:10 am
NY Society for the DeafNEW YORK COUNTYContracts Alpha Capital Anstalt v. [read post]
3 Jan 2020, 4:00 am by Public Employment Law Press
This appeal raises an important issue concerning the investigative authority of two committees of the United States House of Representatives and the protection of privacy due the President of the United States suing in his individual, not official, capacity with respect to financial records.The specific issue is the lawfulness of three subpoenas issued by the House Committee on Financial Services and the House Permanent Select Committee on Intelligence (collectively,… [read post]
27 Jan 2014, 9:57 am by Arina Shulga
To all companies out there raising capital:  beware of using the services of unregistered broker-dealers or finders. [read post]
3 Jan 2013, 11:11 am by Geoff Cockrell
Mansa Capital, a Boston-based private equity firm, announced it had raised $30 million in anchor funding for a debut high-growth healthcare private equity fund. 2. [read post]
16 Oct 2018, 2:15 pm by JB
Our digital public sphere is premised on a grand bargain: free communications services in exchange for pervasive data collection and analysis. [read post]