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15 Feb 2012, 9:13 am
More broadly, the institutional investors said that, despite enactment of the Dodd-Frank Act, there is a growing movement to undercut the goals of market reform. [read post]
10 Jan 2017, 11:24 am
What is the Dodd-Frank Act? [read post]
13 Aug 2013, 6:31 am
A couple of years ago, tipped off by a partner at Wachtell and Prawfs reader, I wrote about a potential jurisdiction/merits confusion with respect to § 929P(b) of the Dodd-Frank Act. [read post]
13 Sep 2021, 10:20 am
We discuss the pedagogy of the casebook here: Frank S. [read post]
15 Nov 2007, 9:14 am
Frank Partnoy Many thanks to Matt and Chuck for such thoughtful comments, and again to David. [read post]
26 Apr 2012, 1:55 am
Defendant’s Franks claim was based on speculation and is unsupported by the tenor of the affidavit. [read post]
17 Sep 2011, 9:09 am
With no standing, the Franks claim was moot and did not have to be decided, citing United States v. [read post]
26 Jan 2012, 5:57 pm
Section 619(d)(I)(F) of Dodd-Frank includes trading in an insurance company's general account as a permitted activity and, by its terms, exempts permitted activities from the proprietary trading ban. [read post]
4 May 2011, 11:57 am
HR 1573, introduced by House Agriculture Committee Chairman Frank Lucas (R-OK), would extend the statutory deadline until December 2012, and in doing so would align the timeframe for swaps reporting and central clearing in the United States and the G20. [read post]
20 Jun 2011, 9:21 pm
What lessons can we draw from the implementation of Dodd-Frank so far? [read post]
20 Jul 2010, 4:28 pm
On July 15, 2010 the Senate passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act"), which represents the most sweeping change to banking law since Congress adopted the Financial Institutions Reform, Recovery and Enforcement Act of 1989 ("FIRREA"), if not before. [read post]
27 Aug 2012, 2:26 pm
On August 21, the SEC announced that it awarded its first whistleblower bounty, just over one year after the SEC’s Dodd-Frank whistleblower rules became effective. [read post]
22 May 2012, 5:59 pm
From a counterparty credit risk perspective, which of the two do you prefer in this post-MF Global, post-Dodd Frank world? [read post]
1 Feb 2017, 9:30 pm
Indeed, the preamble to the Dodd-Frank Act explicitly highlights an effort to end TBTF. [read post]
16 Jul 2010, 3:03 pm
The Dodd-Frank Act introduces wide-ranging reforms of the US financial regulatory system. [read post]
2 Feb 2012, 9:53 am
As mandated by Section 719(c) of the Dodd-Frank Act, the SEC and CFTC issued a joint report describing the regulatory framework for OTC derivatives in the Americas, European Union, and Asia, and analyzing the similarities and differences across jurisdictions. [read post]
2 Feb 2012, 9:53 am
As mandated by Section 719(c) of the Dodd-Frank Act, the SEC and CFTC issued a joint report describing the regulatory framework for OTC derivatives in the Americas, European Union, and Asia, and analyzing the similarities and differences across jurisdictions. [read post]
24 Apr 2007, 8:14 am
Frank's op-ed is keyed to recent Federal District Court decisions denying motions to dismiss lawsuits against NatWest and Credit Lyonnais. [read post]
18 Jul 2014, 6:00 am
Astoria Financial Corporation [2] whether attorneys’ fees are warranted under this doctrine when a stockholder identifies potential deficiencies in executive compensation disclosures required by the SEC pursuant to the Dodd-Frank Act “say on pay” provisions. [3] The court held that the alleged omissions at issue failed to demonstrate any breach of the Board of Directors’ fiduciary duties under Delaware law and accordingly the Plaintiff did not present a meritorious… [read post]
16 Nov 2011, 11:38 am
Trent Franks (R-AZ) Calling for Eric Holder’s Resignation. [read post]