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16 Sep 2008, 4:05 pm
Ask former firm lawyers who went over to Bear Stearns, Lehman, Merrill, or WaMu how their new gigs are working out. [read post]
13 Sep 2008, 8:22 pm
As the current financial crisis unfolds and spreads, the fate of more financial companies is hanging in the balance: Lehman, AIG, Merrill ... [read post]
21 May 2024, 3:00 am
This Toppan Merrill blog details common PvP tagging errors, with examples, and the first step in avoiding these problems is understanding how they happen! [read post]
28 Jun 2021, 3:46 pm
., Merrill, A., & Johnson, C. (2021). [read post]
5 Feb 2019, 2:26 pm
Merrill Lynch Pierce Fenner & Smith Inc., FINRA Office of Dispute Resolution Case No.: 18-00845. [read post]
4 Feb 2014, 10:45 am
My understanding is that all of them are open to the public: February 10, New York University School of Law, 1:15-3:00 PM: Symposium on Richard Epstein’s book, The Classical Liberal Constitution, “Deciding What Rights the Constitution Protects” (panel with Thomas Merrill, Daryl Levinson, Deborah Malamud, and Steven Menashi). [read post]
19 Jun 2008, 3:55 pm
And well into March, Merrill Lynch customers who checked their accounts online found their auction-rate securities investments listed under "Other Cash. [read post]
15 Sep 2009, 8:00 am
As the court described: “The uncontroverted evidence in the investigative record is that lawyers for Bank of America and Merrill drafted the documents at issue and made the relevant decisions concerning disclosure of the bonuses. [read post]
17 Aug 2012, 1:47 pm
During the applicable period, from March 31, 2009 to August 13, 2009, he was registered with Merrill Lynch, Pierce, Fenner, & Smith, Inc. [read post]
10 Aug 2022, 6:30 am
Merrill Lynch & Co., 396 F.3d 161 (2d Cir. 2005)—in which the court previously held that misstatements and omissions alone do not suffice for scheme liability under Rule 10b-5(a) and (c) of the federal securities laws—continues to retain its vitality after the Supreme Court’s decision in Lorenzo v. [read post]
24 Oct 2008, 2:26 am
With the appointment of Merrill Lynch Bank & Trust as a temporary trustee, the association begins the process of looking for a permanent trustee. [read post]
2 May 2008, 7:30 am
A number of proposed class actions have been filed against Citigroup, Merrill Lynch and Morgan Stanley. [read post]
12 Aug 2010, 11:17 am
Boyd Merrill: “It’s a slow, tedious process,’’. [read post]
27 Oct 2009, 10:49 am
Bank of America is accused of lying to shareholders about $5.8 billion in bonuses paid to Merrill Lynch employees immediately preceding a merger between the two companies. [read post]
16 Apr 2007, 7:59 am
We really enjoyed the opportunity to share ideas with Craig Levinsohn, exec vice president, marketing, and Allison Guidette, vice prez, marketing, at Merrill Corp., where we got into a lively discussion of the delivery of electronic data discovery and litigation support services. [read post]
14 Jun 2017, 5:00 am
A new study conducted by Merrill Lynch identified that nearly half of Americans aged 50 and beyond will overextend themselves financially in order to enable their children to obtain a more comfortable life. [read post]
13 Oct 2016, 11:51 am
In addition the agency charged Anheuser-Busch, Merrill Lynch, BlueLinx Holdings Inc., and Health Net Inc. [read post]
30 Dec 2009, 11:37 am
Perhaps after getting its proposed $33 million settlement with Bank of America rejected by the Southern District of New York, in part, for not naming one single employee for allegedly making misstatements concerning the bank’s merger with Merrill Lynch, the Securities and Exchange Commission is taking notice and might begin to target individuals behind a company’s violations “with renewed vigor,” according to a new report from NERA Economic Consulting. [read post]
15 Oct 2012, 1:53 pm
On August 24, 1998, Enrique Vila entered the securities industry as a General Securities Representative of Merrill Lynch, Pierce, Fenner & Smith. [read post]
28 Mar 2007, 4:49 pm
Court of Appeals for the Fifth Circuit decided that cases in Houston against Merrill Lynch and other investment banking firms could not go forward as class actions, the door was left open for victims of Enron stock fraud to file their own claims in court or arbitration against these investment firms. [read post]
