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15 May 2020, 3:00 am by Jim Sedor
Richard Burr Dumped Stock, So Did His Brother-in-Law. [read post]
20 Jul 2009, 3:46 am
Hedge funds reportedly account for 18-22 percent of all trading on the New York Stock Exchange. [read post]
19 Oct 2009, 6:14 am
They can (as TCI's financial advisors did), when pressed, separately analyze the intrinsic value of a class of capital stock and express an appropriately qualified opinion with respect to the fairness of the consideration to be received by holders of that class in exchange for their capital stock independent of the consideration to be received by holders of any other class of capital stock, but most opinion providers will include express language in their… [read post]
29 Oct 2007, 1:08 am
Office New York Law Journal Allen & Overy has recruited to its New York office the former chief of the securities fraud unit for the Southern District U.S. [read post]
29 Oct 2007, 9:41 pm
(quoting New York Futures Exchange Rule 306(i)(2)) (emphasis added). [read post]
15 Jan 2009, 1:05 am
By my count, as many as 54 of the 101 subprime and credit crisis-related securities lawsuits that were filed in 2008 were filed in the Southern District of New York. [read post]
23 Nov 2010, 7:55 am by arester
The verdict restored over $100 million of lost value to the Firm's client, a New York Stock Exchange REIT. [read post]
19 Oct 2011, 5:30 pm by LawDiva
According to prosecutors from the US Attorney’s Office for the Southern District of New York, Rajaratnam’s sentence is the longest ever imposed for insider trading. [read post]
15 Jan 2014, 12:11 am by Kevin LaCroix
 However, as with making a trade in the stock market, for larger currency exchanges, the banks will post two different prices: the bid price and the offer (or ask) price. [read post]
17 Feb 2022, 11:33 am by Jon Brodkin
Enlarge / Tesla CEO Elon Musk speaks to members of the media while departing from federal court in New York on Thursday, April 4, 2019. [read post]
3 Nov 2011, 11:01 am by Mike Scarcella
Securities and Exchange Commission about her participation in a particular stock transaction. [read post]
14 Nov 2013, 5:22 am by Amy Howe
In The New York Times, Manny Fernandez reports on oral arguments in the Fifth Circuit in Fisher v. [read post]
5 Aug 2012, 9:59 pm by InvestorLawyers
The aforementioned New York Times article also stated that the actual annual return of the fund after fees was 13.87 percent per year, which trailed the hypothetical 15.39 percent return included in the marketing materials. [read post]
11 Oct 2021, 5:01 am by Brandon L. Van Grack, James Brower
Only its public listing on the New York Stock Exchange and a Delaware organized entity, whose activities appear limited to owning entities that conduct business outside the United States, appear to be located inside the United States. [read post]
8 Mar 2010, 1:32 am by Kevin LaCroix
  In that respect, the timing of Aguilar’s speech advocating the use of corporate penalties for deterrence purposes is more than a little odd, coming as it does so closely on the heels of Southern District of New York Judge Jed Rakoff’s highly publicized questions of the proposed settlement of the SEC’s enforcement action against the Bank of America. [read post]
27 Sep 2019, 9:05 am by Staff Attorney
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
23 Jun 2020, 6:19 am by Staff Attorney
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
10 Dec 2019, 10:53 am by Staff Attorney
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
21 Apr 2019, 10:14 am by Staff Attorney
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
14 Apr 2020, 6:54 am by Staff Attorney
  However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]