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22 Jun 2010, 7:55 am by Theo Francis
But the relo package also includes an unspecified amount “related to the loss in value resulting from the sale of his home, measured as the difference between the original purchase price of the home and the fair market value, assessed using independent appraisals, immediately prior to marketing the home for sale. [read post]
27 Mar 2023, 8:09 pm by The White Law Group
  November 2016 – Former Newbridge Securities broker Gerald Cocuzzo pleaded guilty to securities fraud for his role in an alleged $131 million market manipulation scheme. [read post]
3 May 2010, 12:28 am by Kate Walsh
It meant you could take a quantitative tool and bring a socially responsible portfolio of stocks to the risk level you wanted, without having to worry about the impact of social screens on long term performance.DD: For example, if you removed alcohol, tobacco and firearms from the S&P 500, you’d lose about 6% of market cap. [read post]
4 Feb 2018, 2:39 pm by Kevin LaCroix
  Figure 5: Aggregate Disclosure Loss as Percent of Max Market Cap for Cases Filed 2011 – 2017 (Companies under $1 billion market cap, N = 546*) * Calculating shareholder losses in relation to alleged misstatements and corrective disclosures is an ongoing project at SSLA, with a priority placed on settled cases. [read post]
6 Jul 2023, 3:53 am by Rob Robinson
While CS Disco, which Camara founded in 2013, is valued at just over $500 million, his compensation package comprises a $500,000 salary and $109 million in stock options. [read post]
1 Aug 2023, 11:55 pm by D. Daxton White
In addition, FINRA ordered UBS PR to pay approximately $11 million in restitution to 165 customers who were forced to realize losses on their CEF positions. [read post]
17 Oct 2012, 6:39 am by Carolyn Moskowitz
Citi allegedly failed to disclose its potential exposure to catastrophic losses if the housing market tanked, which, as we all know, it did. [read post]
15 Dec 2014, 9:26 am by Robert Van De Veire
  Citigroup was also fined by the New York Stock Exchange in 2007 for similar issues. [read post]
7 Jun 2012, 11:17 am
While investors thought the fund was making these supposed returns by placing 75% of its assets in investments connected to major stock indices, per the SEC claims, Geringer’s trading actually resulted in regular losses and he eventually ceased to trade. [read post]
27 Mar 2020, 9:39 am by Brian Corrigan
  Trying to time the market is like trying to catch a falling knife and no one can be sure as to the duration and extent of losses. [read post]
22 Jan 2024, 9:01 pm by renholding
Alan’s legacy and work at the Commission staff still resonates on the securities industry and market participants today. [read post]
5 Apr 2024, 1:06 pm by Dave Wieneke
Its not a business stock, it’s a political shell company directly exposed to markets. [read post]
23 Apr 2022, 5:30 pm by Race to the Bottom
As of 2021, 53% of Americans owned stock in some form with the majority of Americans participating in the stock market through mutual funds. [read post]
18 Dec 2024, 10:37 am by Kevin LaCroix
According to Scott Musoff, co-deputy head of Skadden Arps Slate Meagher & Flom’s securities litigation group, “[w]e predicted that as market caps increase, the same percentage of [stock price] declines become greater alleged losses. [read post]
25 Oct 2017, 7:17 am by skelly
  Even a small amount of smoke can negatively impact a wine’s flavor signature, ruining an entire stock. [read post]
31 May 2012, 10:08 am by Mark S. Humphreys
By dragging out the claims process and engaging in scorched-earth litigation tactics, insurers would be able to personally benefit by holding on to premium dollars for longer, giving them more time to profit off of investment gains in the stock market, which is commonly known as "the float" in insurance circles. [read post]
19 Jul 2021, 4:15 am by Cari Rincker
While this benefits you if the business grows, its losses will also be your losses. [read post]