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26 Aug 2010, 4:55 am
I haven't touched on BHP's hostile bid on Potash to date and hadn't planned to. [read post]
13 May 2008, 9:37 am
Traders are able to avoid revelations of their identity within these exempt commercial markets. [read post]
9 Feb 2012, 4:35 am
The large trader rules also include provisions applicable to registered broker-dealers, including requirements to maintain records in connection with transactions by large traders, monitor customer accounts for activity that may trigger the large trader reporting requirements and report large trader transaction information to the SEC upon request through the Electronic Blue Sheets (EBS) system. [read post]
2 Feb 2023, 1:57 pm
This Response argues that the Equal Profits Principle can be analyzed into the “No Greater Profits Principle” (traders with MNPI should not make more than other traders) and the “No Lesser Profits Principle” (traders with MNPI should not make less than other traders), and that while the No Greater Profits Principle is intuitively plausible, the No Lesser Profits Principle is not. [read post]
12 Nov 2014, 4:29 pm
The OCC found that between 2008 and 2013, some of the banks’ traders held discussions in online chat rooms about coordinating FX trading strategies to manipulate exchange rates to benefit traders or the bank. [read post]
17 Dec 2009, 10:01 pm
" The government alleged that the three traders provided false information to natural gas industry publications such as the Inside FERC Gas Market Report, which use data from traders to calculate an index price of natural gas. [read post]
13 Feb 2013, 5:25 am
’s Financial Services Authority released emails and other communications between traders, employees who submitted Libor rate information, and in some cases, traders and other employees outside the three banks. [read post]
6 Oct 2023, 4:03 am
The law will boost consumer protection online and provide legal clarity to traders. [read post]
12 May 2022, 9:13 am
Traders will have to provide a withdrawal button when selling through electronic means. [read post]
12 Sep 2019, 3:47 am
It also states that the certification regime does not apply to a sole trader as an individual, but may apply to their employees. [read post]
7 Aug 2009, 3:25 am
This article is reproduced with the kind permission of Insol International.On 24 March 2009, Sir Andrew Park sitting as a High Court judge in the UK Companies Court handed down his judgment in the case of Global Trader Europe Limited (Global Trader). [read post]
19 Mar 2008, 7:42 pm
“A trader has a right to speak and spread information. [read post]
17 Dec 2010, 1:25 pm
The Commission estimates that at most seventy traders in referenced agricultural contracts, six traders in referenced base metals contracts, eight traders in referenced precious metals contracts, and forty traders in referenced energy contracts may be affected by the proposed spot-month position limits. [read post]
26 Mar 2019, 12:16 pm
If it involves a wrongful interference with another’s rights as a trader that is a wrong for which an action lies. [read post]
7 Apr 2011, 10:39 am
Bauer, a professional stock trader, and Matthew H. [read post]
17 Jan 2012, 7:37 pm
Consequently, he suggests that the traders were more to blame for the market declining than anything else. [read post]
11 Feb 2007, 3:52 pm
So indeed, the same provision referenced by the Times is in the Bill here - chapter 4 (”prohibited commercial practices”), section 52(x): S. 52 A trader shall not engage in any of the following commercial practices: … (x) making a representation or creating an impression that the trader (i) is not acting for purposes related to the trader's trade, business or profession, when the trader is so acting, or (ii) is acting as a consumer, when the… [read post]
8 Jul 2024, 8:24 am
(Conny Case C-400/22) At issue was whether this requirement applies in cases where the consumer’s obligation to pay the trader is subject to the trader meeting a specific condition specified in the contract. [read post]
8 May 2010, 1:13 pm
(I guess I’ll have to buy this one too, as I have all of the other rogue trader books in my library: see here, here, and here – and, yes, I even have the Rogue Trader movie). [read post]
25 Sep 2011, 1:36 pm
No single trader could hold more than 5 percent of the oil futures market, thereby greatly reducing the risk that any trader will be able to corner, squeeze, or otherwise manipulate oil and gas prices. [read post]
