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27 Feb 2014, 8:25 am
<> NCDC's Snow Cover Products - NCDC produces several products that can be used to monitor snowfall and snow cover throughout the winter.Waste Information & Management Services, Inc. [read post]
5 Apr 2018, 8:24 am
If you would like to be added to our distribution list, please contact us. **** April 5, 2018 Clients, Friends, Associates: The first quarter of 2018 has seen many developments impacting traditional hedge fund managers as well as those in the digital asset space. [read post]
12 Sep 2021, 7:57 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
28 Aug 2022, 8:09 am
Reed solicited individuals, including at least two firm customers, to invest in securities issued by a software and web development company believed to be Pebblekick, Inc. [read post]
14 Feb 2023, 9:05 pm
In a recent case, the Securities and Exchange Commission (SEC) pursued an unconventional form of insider trading involving Medivation Inc., an oncology-focused biopharmaceutical firm and one of its former, senior executives. [read post]
29 Feb 2012, 5:00 am
These costs demonstrate the barrier imposed by the federal securities laws in the exercise of governance by shareholders. [read post]
26 Dec 2013, 9:49 pm
In response to these expanding exposures, all covered entities and their business associates should review critically and carefully the adequacy of their current HIPAA Privacy and Security compliance policies, monitoring, training, breach notification and other practices taking into consideration OCR’s audit, investigation and enforcement actions, emerging litigation and other enforcement data, their own and reports of other security and privacy breaches… [read post]
22 Sep 2014, 7:19 am
According to broker Ismail Elmas’ (Elmas) Financial Industry Regulatory Authority (FINRA) BrokerCheck records the representative was recently discharged from CUSO Financial Services, LP (CUSO Financial) concerning allegations that the broker “converted client funds for personal use as well as participated in an unauthorized outside business activity involving investments without the firm approval…” Previously Elmas was associated with CUNA Brokerage… [read post]
13 Jan 2011, 11:45 pm
China Auto Logistics Inc. [read post]
28 Sep 2016, 4:00 am
July 15, 2015 a website run by Avid Life Media Inc. [read post]
5 Apr 2023, 7:14 pm
Berthel, Fisher and Company Financial Services Inc. [read post]
14 Mar 2007, 9:54 pm
., Inc. [read post]
9 Mar 2016, 4:48 pm
Solutions Law Press, Inc. [read post]
9 Mar 2016, 4:48 pm
Solutions Law Press, Inc. [read post]
30 Nov 2012, 1:27 pm
Inc. [read post]
7 Oct 2021, 6:37 am
In addition, the New Jersey Bureau of Securities has issued a Cease and Desist Order against BlockFi, Inc. [read post]
11 Apr 2016, 11:28 am
The Securities and Exchange Commission today announced that Marshall S. [read post]
6 Feb 2020, 11:07 am
Unfortunately many investors were not made adequately aware of the risks and liquidity problems associated with REITs. [read post]
1 Jul 2016, 12:23 pm
Stamer’s legal and management consulting work throughout her nearly 30-year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
