Search for: "Broc Romanek"
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26 May 2010, 4:44 am
" - Broc Romanek [read post]
17 May 2017, 3:05 am
– Broc Romanek [read post]
31 Jul 2007, 5:20 pm
Broc Romanek opined that "many commentators will criticize the court's apparent focus on the historical relative trading prices of a liquid low vote stock and an illiquid high vote stock and the numerous precedent transactions in which holders of high vote stock had foregone a premium even though they may have been legally and economically entitled to one (e.g., the fact that holders of high vote stock may be willing to forego a control premium to avoid litigation is… [read post]
10 Feb 2016, 4:04 am
Corp Fin Issues EDGAR Guidance for Asset-Backed Issuers Yesterday, Corp Fin issued 21-pages of EDGAR guidance – in the form of 12 Q&As – for ABS issuers… – Broc Romanek [read post]
22 Aug 2014, 3:33 am
Here’s a 2-minute video about EYD that I posted this morning: - Broc Romanek [read post]
17 May 2010, 5:09 am
Dodd Bill Amendments: A (Partial) Reprieve for Regulation D A while back, I blogged how Regulation D would get hammered under Section 926 (and Section 412) of the Dodd bill. [read post]
11 Nov 2009, 4:14 am
- Broc Romanek [read post]
19 Jan 2015, 3:52 am
Please print off this deck before the program… – Broc Romanek [read post]
18 Sep 2014, 3:14 am
It was bound to happen. [read post]
21 May 2013, 4:10 am
The Battle Over JPMorgan's CEO/Chair Split Proposal: The Gloves Are Off! [read post]
22 Nov 2010, 4:17 am
ISS Issues 2011 Policy Updates On Friday, ISS issued its 2011 Policy Updates. [read post]
16 Feb 2010, 4:31 am
RiskMetrics' FAQs on SEC's New Disclosure Requirements Last week, RiskMetrics posted three FAQs to address how their voting policies apply to the SEC's new rules. [read post]
27 Aug 2015, 3:59 am
– Broc Romanek [read post]
16 Jul 2010, 2:40 am
In a striking series of developments late yesterday afternoon, the Senate passed the financial reform bill and the SEC announced its record-setting settlement of the enforcement action it filed against Goldman Sachs last April. [read post]
22 Aug 2011, 4:04 am
A Disturbing Trend: Congress Forcing Corporate Disclosure for Social Issues On Friday, I blogged a member's negative reaction to the obscure provision in Dodd-Frank that requires the SEC to adopt rules eliciting disclosure regarding "conflict minerals" in the Congo. [read post]
22 Apr 2016, 3:37 am
As I blogged yesterday on CompensationStandards.com, the banking regulators are finally rolling out a permanent proposal under Dodd-Frank’s Section 956 regarding excessive incentive pay. [read post]
4 Mar 2014, 4:21 am
Debunking the "SEC as Insider Traders" Study: SEC Staffers Ain't Driving Ferraris Last week, a new study by an accounting professor and a doctoral student became a minor media darling as it shows that stock trades by SEC Staffers produce abnormal returns. [read post]
16 Oct 2014, 5:07 am
Yesterday, ISS released a group of draft policy changes for comment – two of them relating to the US: a new “scorecard” approach to evaluating equity compensation plan proposals and independent board chair proposals. [read post]
9 Dec 2009, 4:43 am
My SCOTUS Experience: The Full Monty I attended the US Supreme Court's oral arguments on Monday to hear the fate of the PCAOB argued in FEF and Beckstead & Watts v. [read post]
6 Jan 2012, 4:02 am
More Pay Disclosure for You? [read post]
