Search for: "Exchange Union"
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29 Mar 2010, 12:49 pm
Existing programs have used different mechanisms to sell allowances, including direct sales through exchanges and auctions. [read post]
4 Jan 2012, 9:00 pm
There are no other competing exchanges within the EU. [read post]
23 Jun 2010, 9:20 am
National Australia Bank (08-1191) Argued: Mar. 29, 2010 Issue: Whether the judicially implied private right of action under Section 10(b) of the Securities and Exchange Act of 1934 should, in the absence of any expression of congressional intent, be extended to permit fraud-on-the-market claims by a class of foreign investors who purchased, on a foreign securities exchange, foreign stock issued by a foreign company. [read post]
7 Feb 2012, 12:31 pm
In recent remarks, Steven Maijoor said that the guidelines aim to foster convergence of practices in this area across the European Union. [read post]
1 Mar 2018, 4:30 am
Securities and Exchange Commission. [read post]
10 Dec 2010, 8:12 pm
Horizontal Cooperation Agreements may restrict competition between the parties and therefore may be prohibited under Article 101 (1) of the Treaty on the Functioning of the European Union (hereafter, the “TFEU”). [read post]
30 Sep 2022, 11:30 am
Information Exchanges Between Competitors. [read post]
6 Jun 2014, 5:00 am
The former Soviet Union had lawyers, but they all worked for the government. [read post]
20 Mar 2008, 4:39 am
According to exchange regulations, Sunrise still has about seven weeks to file its 2006 annual report before being dropped. [read post]
15 Mar 2018, 5:26 pm
The law also curtails the availability of “like-kind” exchanges. [read post]
16 Mar 2009, 8:00 am
Differentiated layers of oversight should stress incentives, such as longer term horizons in decisions, strong governance and risk management processes, capital charges to favor safer exchange trading environments or robust clearing systems. [read post]
8 Jun 2012, 1:19 pm
ALEC (American Legislative Exchange Council), for nearly 40 years the best kept open secret of the American Right, has certainly been in the news lately, with reporting from Bloomberg Businessweek, The New York Times, National Public Radio, and many others. [read post]
30 Mar 2017, 8:04 pm
Major structural characteristics of federal financial regulators that influence independence include agency head: the Commodity Futures Trading Commission (CFTC), Federal Deposit Insurance Corporation (FDIC), Federal Reserve (Fed), National Credit Union Association (NCUA), and Securities and Exchange Commission (SEC) have multi-member boards or commissions led by a chair, and the Consumer Financial Protection Bureau (CFPB), Federal Housing Finance Agency (FHFA), and Office of the… [read post]
9 Aug 2023, 11:54 am
He simply needs to show that his assertions can be true and that the parties should exchange further information so that both sides have facts to make arguments to the court. [read post]
9 Aug 2023, 6:32 am
Shareholders, employees, customers, suppliers, regulators, stock exchanges and state legislatures are among the groups that have sought to shape the DEI agenda. [read post]
16 Sep 2008, 6:34 am
Department of Justice, Office of Justice Programs, Department of Homeland Security, Internal Revenue Service, United States Postal Inspection Service, Department of Commerce, Technology Administration, Securities and Exchange Commission, National Cyber Security Alliance, Anti-Phishing Working Group, i-SAFE, AARP, National Consumers League, Direct Marketing Association, WiredSafety.org, The SANS Institute, The National Association of Attorneys General, Better Business Bureau, NetFamilyNews,… [read post]
1 Sep 2010, 6:32 am
The Early Retiree Reinsurance Program is designed to be a $5 billion bridge to the new federally mandated health insurance exchanges that begin in 2014. [read post]
7 Jun 2021, 7:40 am
Securities and Exchange Commission on Friday that the deadline for the U.S. government to object to the deal had expired on June 1. [read post]
10 Jun 2023, 2:22 pm
FTX was a cryptocurrency trading and exchange site founded by Sam Bankman-Fried, which filed for Chapter 11 bankruptcy in November 2022, with 102 debtors filing for relief. [read post]
4 Feb 2019, 9:00 am
Security and Exchange Commission (SEC), and IRS anti-fraud laws, the False Claims Act (FCA) and the Foreign Corrupt Practices Act (FCPA) can all be applied internationally. [read post]
