Search for: "Finance Industry Corporation"
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12 Jul 2018, 8:54 am
All of the panelists were encouraged by the recent comments of SEC Corporation Finance Director William Hinman at the Yahoo All Markets Summit where he indicated that a security token can transform into a utility token, as in the case of Ether. [read post]
10 Jul 2018, 10:10 am
In the service industry, you are selling yourself or your team. [read post]
10 Jul 2018, 3:57 am
SEC Director Hinman Speaks at the Yahoo Finance All Markets Summit on Crypto On June 14, 2018, SEC Director of the Division of Corporation Finance William Hinman spoke at the Yahoo Finance All Markets Summit on Crypto in San Francisco. [read post]
9 Jul 2018, 4:25 am
The offering statement on Form 1-A only needs to be qualified by order of the SEC and issuers will receive a notice of qualification from the Division of Corporation Finance. [read post]
4 Jul 2018, 5:35 pm
The most obvious examples are the federal courts’ recent decisions on commercial speech and campaign finance regulation. [read post]
3 Jul 2018, 10:43 am
Students from Shanghai University of Finance and Economics Law School and Deakin Law School participated in the competition. [read post]
30 Jun 2018, 12:50 pm
A tax lien is a sign that a financial advisor is struggling with their finances. [read post]
29 Jun 2018, 10:10 am
As part of the BD process, the firm will need to become a member of at least one self-regulatory organization (“SRO”), which is likely to be FINRA, and become a member of the Securities Investor Protection Corporation (“SIPC”). [read post]
28 Jun 2018, 5:09 pm
The report attempts to detail the largest settlements by industry, but the industry segmentation is a little bit opaque. [read post]
28 Jun 2018, 6:30 am
Prior to Ametros, he worked in investment banking, private equity, and corporate development. [read post]
27 Jun 2018, 6:34 pm
Standards-Based Industry R24 – transition casino industry to a standards-based model. [read post]
26 Jun 2018, 10:47 am
Industry and particular corporate businesses bring their own agendas and goals to the American public policy conversation, to be sure. [read post]
22 Jun 2018, 11:53 am
William Hinman, SEC Director of the Division of Corporation Finance, on the other hand, did address such a question. [read post]
22 Jun 2018, 7:46 am
Unlike in other industries, few women have been willing to come forward to talk about it. [read post]
18 Jun 2018, 8:21 am
The highlight of the Yahoo All Markets Summit: Crypto was the remarks by SEC Corporation Finance Director William Hinman where he stated, “Based on my understanding of the present state of Ether, the Ethereum network and its decentralized structure, current offers and sales of Ether are not securities transactions. [read post]
18 Jun 2018, 7:38 am
The agency’s reasoning was revealed in remarks by William Hinman, Director of the SEC’s Division of Corporate Finance, at the Yahoo Finance “All Markets Summit: Crypto” on June 14. [read post]
15 Jun 2018, 6:42 am
On June 14, 2018, Bill Hinman, Director of the SEC’s Division of Corporation Finance, delivered a speech to an industry conference providing additional insights into how SEC staff analyze crypto assets under the Supreme Court’s Howey test. [read post]
11 Jun 2018, 9:34 am
The construction industry is booming again in Florida. [read post]
11 Jun 2018, 8:14 am
Blockchain technology is changing the future of the financial industry and business. [read post]
10 Jun 2018, 8:23 pm
Some invoked sovereign immunity with corporate partners. [read post]