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12 Jul 2018, 8:54 am by John Jascob
All of the panelists were encouraged by the recent comments of SEC Corporation Finance Director William Hinman at the Yahoo All Markets Summit where he indicated that a security token can transform into a utility token, as in the case of Ether. [read post]
10 Jul 2018, 3:57 am by Hedge Fund Lawyer
SEC Director Hinman Speaks at the Yahoo Finance All Markets Summit on Crypto On June 14, 2018, SEC Director of the Division of Corporation Finance William Hinman spoke at the Yahoo Finance All Markets Summit on Crypto in San Francisco. [read post]
9 Jul 2018, 4:25 am by Hedge Fund Lawyer
  The offering statement on Form 1-A only needs to be qualified by order of the SEC and issuers will receive a notice of qualification from the Division of Corporation Finance. [read post]
4 Jul 2018, 5:35 pm by JB
The most obvious examples are the federal courts’ recent decisions on commercial speech and campaign finance regulation. [read post]
29 Jun 2018, 10:10 am by Tim Sturm
 As part of the BD process, the firm will need to become a member of at least one self-regulatory organization (“SRO”), which is likely to be FINRA, and become a member of the Securities Investor Protection Corporation (“SIPC”). [read post]
28 Jun 2018, 5:09 pm by Kevin LaCroix
  The report attempts to detail the largest settlements by industry, but the industry segmentation is a little bit opaque. [read post]
28 Jun 2018, 6:30 am by Porter Leslie
Prior to Ametros, he worked in investment banking, private equity, and corporate development. [read post]
27 Jun 2018, 6:34 pm by Nate Russell
Standards-Based Industry R24 – transition casino industry to a standards-based model. [read post]
26 Jun 2018, 10:47 am by Mihoko Matsubara
Industry and particular corporate businesses bring their own agendas and goals to the American public policy conversation, to be sure. [read post]
William Hinman, SEC Director of the Division of Corporation Finance, on the other hand, did address such a question. [read post]
22 Jun 2018, 7:46 am by Jim Sedor
Unlike in other industries, few women have been willing to come forward to talk about it. [read post]
18 Jun 2018, 8:21 am by John Jascob
The highlight of the Yahoo All Markets Summit: Crypto was the remarks by SEC Corporation Finance Director William Hinman where he stated, “Based on my understanding of the present state of Ether, the Ethereum network and its decentralized structure, current offers and sales of Ether are not securities transactions. [read post]
18 Jun 2018, 7:38 am by Matthew D. Lee
The agency’s reasoning was revealed in remarks by William Hinman, Director of the SEC’s Division of Corporate Finance, at the Yahoo Finance “All Markets Summit: Crypto” on June 14. [read post]
15 Jun 2018, 6:42 am by Scott H. Kimpel
On June 14, 2018, Bill Hinman, Director of the SEC’s Division of Corporation Finance, delivered a speech to an industry conference providing additional insights into how SEC staff analyze crypto assets under the Supreme Court’s Howey test. [read post]
11 Jun 2018, 8:14 am by Hunton Andrews Kurth LLP
Blockchain technology is changing the future of the financial industry and business. [read post]
10 Jun 2018, 8:23 pm by Dennis Crouch
Some invoked sovereign immunity with corporate partners. [read post]