Search for: "New York Stock Exchange"
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21 Jan 2016, 7:41 am
Mesabi Trust was founded in 1919 and is based in New York, New York. [read post]
6 May 2019, 6:23 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
5 Jan 2018, 12:26 pm
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
1 Jan 2007, 7:46 pm
Unfortunately, most of the trading floors have now closed and even the New York Stock Exchange's may not be long for this world. [read post]
27 Aug 2008, 5:01 am
The Financial Industry Regulatory Authority (FINRA) (formerly the National Association of Securities Dealers (NASD)) and the New York Stock Exchange (NYSE) :: members are required to preserve records for no less than six years or they can be imposed with a civil fine. [read post]
2 May 2012, 10:45 am
Cooper, an Ireland-incorporated firm that is listed on the New York Stock Exchange and is part of the S&P 500, received just 50.4 percent support during its 2011 advisory vote. [read post]
8 Aug 2008, 8:32 pm
We further find that these results are not affected by other features of the voting environment, such as confidential voting and the elimination of the New York Stock Exchange (NYSE)'s rule permitting brokers to vote shares on certain compensation plans. [read post]
11 Mar 2019, 4:25 pm
FINRA is a private corporation that acts as a self-regulatory organization and the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. [read post]
8 Jan 2009, 4:45 am
., whose shares trade on the New York Stock Exchange (in the form of American Depository Receipts, or ADRs). [read post]
7 Dec 2009, 12:43 pm
Court of Appeals in New York City has ruled. [read post]
13 Nov 2009, 7:43 pm
Finally, the Harvard Law School Forum has some lessons for M&A advisors in drafting their engagement letter to protect themselves from third-party liability, at least as a matter of New York Law. [read post]
13 Feb 2007, 6:56 am
Wall Street bonuses totaled $23.9 billion in 2006, according to the New York State comptroller, up 17 percent over 2005. [read post]
27 Dec 2006, 12:30 am
Lawyer Who Was Sued May Pursue Malicious Prosecution ClaimNew York Law Journal
A New York judge has permitted a lawyer to proceed with a malicious prosecution suit against the mortgage company and law firm that previously brought a legal malpractice suit against her. [read post]
11 Nov 2022, 3:00 am
Yahoo News – Natasha Singer (New York Times) | Published: 11/5/2022 In October, people in the United States received an estimated 1.29 billion political text messages, about twice as many as in April, according to an app that blocks Robocalls and spam texts. [read post]
24 Feb 2010, 7:52 am
But Kazu Tomita, the general manager for the Tokyo Stock Exchange’s New York City office confirmed that the rules basically say that the company is required to disclose the information “as soon as possible” or “as soon as they recognize the fact”. [read post]
21 Apr 2011, 9:20 am
One of the major problems that came out post the Lehman crisis in the U.S. was the unregulated, or the over-the-counter markets - the OTC markets - a bilateral market between a buyer and a seller, not intermediated by a stock exchange or any other kind of exchange. [read post]
14 Jun 2007, 12:57 am
Judge Rebuffs Stock Exchange's Request to Yank Information Posted by Animal Rights Groups
Daily Business Review
A Florida federal judge has rejected a request by the operator of the New York Stock Exchange that the names and home addresses of its European directors be removed from an Internet site operated by an animal rights group. [read post]
9 Mar 2006, 12:58 pm
" Deters said he has credit card receipts that show that Stephen Pomeroy spent $30,000 one night at a New York strip club. [read post]
30 Mar 2022, 6:28 am
In the experiment, the SEC suspended short-sale restrictions (price tests) for one-third of the firms (“pilot” firms) in the Russell 3000 Index (R3000), that traded on the New York Stock Exchange (NYSE), American Stock Exchange (AMEX), or the Nasdaq national market (Nasdaq). [read post]
1 May 2008, 5:41 am
Securities and Exchange Commission today filed a settled civil action in the United States District Court for the Southern District of New York, charging Paul S. [read post]
