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25 Oct 2011, 11:00 am by Lucas A. Ferrara, Esq.
Board Member Concerning the Company's Acquisition   PREET BHARARA, the United States Attorney for the Southern District of New York, and JANICE K. [read post]
25 Oct 2011, 9:51 am
Perhaps in response to large scale fraud of the kind surrounding the private placements of companies like Provident Royalties LLC, on Oct. 5, the Financial Industry Regulatory Authority, or FINRA, filed a new rule proposal with the Securities and Exchange Commission, or SEC. [read post]
25 Oct 2011, 7:22 am by Broc Romanek
From Matt Farber: Since the beginning of the financial crisis, news columns and law firm memos have given much attention to material adverse change (MAC) clauses. [read post]
21 Oct 2011, 3:31 pm by McNabb Associates, P.C.
Board Member Concerning the Company’s Acquisition PREET BHARARA, the United States Attorney for the Southern District of New York, and JANICE K. [read post]
21 Oct 2011, 8:09 am by James R. Marsh
In the past year, Anonymous-affiliated hackers have gone after the New York Stock Exchange, the Westboro Baptist Church, the Recording Industry Association of America and government sites in Malaysia, Egypt, Tunisia and Zimbabwe. [read post]
19 Oct 2011, 5:30 pm by LawDiva
According to prosecutors from the US Attorney’s Office for the Southern District of New York, Rajaratnam’s sentence is the longest ever imposed for insider trading. [read post]
18 Oct 2011, 10:02 am by McNabb Associates, P.C.
The anti-capitalism protests began in New York, where the newly-formed Occupy Wall Street group caused disruption across the city. [read post]
18 Oct 2011, 8:07 am by Alex Aldridge
Instead, they tried to occupy the square in front of the London Stock Exchange. [read post]
17 Oct 2011, 7:28 am by Luke Green
The monetary recovery represented nearly 40 percent of the losses suffered by the class and yielded recoveries in excess of $100 million for the largest claimants, many of whom were pension funds (such as the California Public Employees’ Retirement System (CalPERS), the New York State Common Retirement Fund, and the New York City pension funds). [read post]
17 Oct 2011, 3:00 am by Louis M. Solomon
   Listed and sold on the New York Stock Exchange, the Provincial Bonds defaulted when pre-war Germany stopped paying on the bonds in 1933. [read post]
15 Oct 2011, 9:07 am by Lovechilde
Wall Street By Steve Fraser, cross-posted from Tom Dispatch   Occupy Wall Street, the ongoing demonstration-cum-sleep-in that began a month ago not far from the New York Stock Exchange and has since spread like wildfire to cities around the country, may be a game-changer. [read post]
14 Oct 2011, 12:09 pm by Mike Scarcella
The New York Stock Exchange halted trading in May on the company’s American depositary shares. [read post]
14 Oct 2011, 12:07 am by Tessa Shepperson
He said “Stock retaining authorities agreed to take on billions of pounds of debt collectively in exchange for local control of local resources. [read post]
13 Oct 2011, 7:58 pm
The Securities and Exchange Commission has received an emergency order to stop a Ponzi scam that bilked victims of about $26 million. [read post]
13 Oct 2011, 3:53 am by By JULIA WERDIGIER
Mirroring protests in New York's financial district and elsewhere in the United States, a group of activists said they would gather in front of the London Stock Exchange on Saturday to highlight "social and economic injustice. [read post]
10 Oct 2011, 1:01 pm by Michael Rothfeld
His ruling was in a lawsuit that applies directly only to a case involving the New York Mets’ owners, but it could be extended more broadly. [read post]
6 Oct 2011, 6:46 pm by Jennings Strouss & Salmon
On October 4, 2011, it was announced that New York Attorney General Eric Schniederman and United States Attorney for the Southern District of New York Preet Bharara had filed separate lawsuits against BNY accusing it of overcharging state and other pension funds on foreign exchange fees and defrauding customers in the foreign exchange markets. [read post]
6 Oct 2011, 9:08 am by James Hamilton
FINRA is a non-profit Delaware corporation that was formed in July 2007 when the NASD consolidated with the regulatory arm of the New York Stock Exchange.FINRA argued that it is authorized to collect fines in federal court under the Exchange Act and under a FINRA (formerly NASD) rule submitted to, and not disapproved by, the SEC in 1990. [read post]
5 Oct 2011, 1:00 pm
Noted author Michael Lewis (“Liar’s Poker,” “The Big Short: Inside the Doomsday Machine,” and “Boomerang: Travels in the New Third World”) said they are right to be angry. [read post]