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11 May 2011, 6:09 am
This isn’t the first time real-life financial and corporate disasters have been the subject of entertainment. [read post]
11 May 2011, 3:00 am
Every bank and financial institution is on pins and needles about the federal Dodd-Frank Wall Street Reform and Consumer Protection Act, which gives the government the right to take over a faltering bank -- before it fails. [read post]
10 May 2011, 10:11 pm
Both allege accounting and financial reporting misrepresentations. [read post]
9 May 2011, 12:41 pm
If homeowners can't sue Wall Street firms, they don't want to be sued either. [read post]
9 May 2011, 12:41 pm
If homeowners can't sue Wall Street firms, they don't want to be sued either. [read post]
9 May 2011, 8:15 am
What criminal proceedings there have been have focused on individuals with various Wall Street firms--rather than the firms themselves. [read post]
9 May 2011, 2:28 am
Let’s be honest – not all law firms have the resources (financial or otherwise) of the Magic Circle or Wall Street behemoths, so perhaps there are lessons that smaller firms or teams can use to win in their own markets. [read post]
6 May 2011, 5:00 am
Here are some compliance-related stories that recently caught my eye: Investing in an ethical corporate culture by Aarti Maharaj in Corporate Secretary Companies are starting to distinguish between non-financial and financial risks in order to continue improving their overall governance and business structures. [read post]
4 May 2011, 8:32 am
As part of Dodd-Frank Wall Street Reform and Consumer Protection Act passed last summer, the Securities and Exchange Commission was given the authority to establish a whistleblower program with monetary incentives as a way to entice individuals to come forward about corporate financial wrongdoings. [read post]
3 May 2011, 8:50 am
The investigation was the crucial turning point in the relationship between Washington and Wall Street, but to many readers of this blog on the US litigation system it might seem a bit off topic. [read post]
3 May 2011, 1:41 am
A very interesting April 26, 2011 Bloomberg article entitled “Wall Street Scion Lost in China Agritech as Shorts Cry ‘Scam’”(here) contains the allegations of one U.S. investor in China Agritech that “someone blatantly lied to short the stock. [read post]
2 May 2011, 10:28 pm
This week, Michael Perino will be joining us to talk about his fascinating book, The Hellhound of Wall Street: How Ferdinand Pecora's Investigation of the Great Crash Forever Changed American Finance. [read post]
2 May 2011, 8:12 am
Update on Dodd-Frank Investment Adviser Registration Requirements Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), which became law on July 21, 2010, repealed effective July 21, 2011, the private advisor exemption from registration as an investment adviser under the Investment Advisers Act of 1940 (Advisers Act). [read post]
2 May 2011, 5:00 am
In fact, the Consumer Financial Protection Act of 2010 (which is part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, signed into law on July 21, 2010) goes much further, authorizing the Bureau to promulgage regulations prohibiting arbitration clauses in certain types of consumer contracts: SEC. 1028. [read post]
29 Apr 2011, 8:28 am
Wall Street Journal blogger, Ben Rooney, indicates that the type of data stolen is very valuable, “complete data including billing address, email addresses and personal information like dates of birth, represent the rich data that allow highly targeted attacks against individuals. [read post]
28 Apr 2011, 6:15 am
In its recently issued report, Wall Street and the Financial Crisis: Anatomy of a Financial Collapse, the Senate Permanent Subcommittee on Investigations considered the conduct of Goldman Sachs in several transactions, including the ABACUS 2007-AC1 collateralized debt obligation. [read post]
25 Apr 2011, 7:47 pm
” The fact is… before the current financial and foreclosure crises, I don’t remember there being nearly as many scammers looking to con anyone, anytime, anywhere. [read post]
25 Apr 2011, 10:06 am
The following is a guest post of David Boundy who is a Vice President and Assistant General Counsel for Intellectual Property at a well-known financial services firm. [read post]
25 Apr 2011, 10:05 am
The following is a list of the bestselling hardcover business books as ranked by the Wall Street Journal with data from Nielsen BookScan. 1. [read post]
25 Apr 2011, 2:12 am
(Just as an aside, it is worth noting that Silicon Valley venture capitalist Michael Moritz wrote an April 4, 2011 editorial in the Wall Street Journal about the immigration lessons of English Premier League football.) [read post]
