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24 Jul 2010, 2:43 pm
A new account of the German/Ottoman relationship brings me back to Frank Haddad of Louisville--that would be Frank Senior, the building inspector and jovial raconteur, not his sons, the far better housetrained criminal lawyers. [read post]
29 Jan 2012, 12:44 pm
Primarily, the amendment would ensure that financial services companies cannot use the exemption to evade other provisions of Dodd-Frank. [read post]
26 Apr 2016, 7:23 am
(credit: Anne Frank House) Anne Frank was a teenager who is now known the world over for her diary of life in hiding during the German occupation of the Netherlands during World War II. [read post]
8 Aug 2014, 7:00 am
The diversity measures are required by Section 342 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
6 Jul 2011, 10:19 am
Three US Senators have asked the SEC and other regulators to repropose the Dodd-Frank risk retention regulations. [read post]
26 Jun 2017, 9:27 am
The Court will decide the issue of whether internal reports to managers are covered under the Dodd-Frank Act’s anti-retaliation law. [read post]
21 Feb 2008, 9:06 pm
court=us&vol=438&invol=154">Franks. [read post]
15 Nov 2019, 12:00 pm
Frank G. [read post]
12 Aug 2009, 4:00 am
Frank DiPascali, the finance chief at Bernard Madoff's investment advisory business, pleaded guilty to helping his boss carry out a $65 billion Ponzi scheme. [read post]
31 Dec 2011, 8:39 am
On December 30, 2011, the SEC revised its Dodd-Frank implementation timetable, moving a number of items planned for December 2011 into 2012 time frames. [read post]
8 Apr 2009, 4:31 am
GAY PATRIOT: Why The Left Loves Barney Frank. [read post]
27 Jan 2011, 11:36 am
In a study mandated by Section 919C of Dodd-Frank, the GAO also urged the SEC to collaborate with state securities regulators to identify methods to better understand the extent of problems specifically involving financial planners and financial planning services, and take actions to address any problems that are identified. [read post]
3 May 2011, 1:37 pm
FRANK J. [read post]
20 Oct 2017, 12:14 pm
Frank, Frank & Scherr, LLC, an Elder Law, Estate and Special Needs Planning practice, seeks an Associate Attorney with a minimum of 2 years of relevant experience. [read post]
29 Nov 2011, 7:43 am
Barney Frank’s (D-Mass.) announcement Monday that he won’t seek reelection — coming on the heels of Rep. [read post]
28 Aug 2012, 8:13 am
The CFTC's action is likely to provide derivatives market participants with a slight reprieve (from mid-Q4 2012 to beginning Q1 2013) in terms of timing pressures related to compliance with the Dodd-Frank Protocol and obtaining LEIs (or "CICIs" as they are properly called). [read post]
9 Sep 2010, 11:20 am
Section 919D of the Dodd-Frank Act creates the SEC Ombudsman under the Office of the Investor Advocate. [read post]
1 Feb 2011, 12:20 pm
On appeal, the government conceded falsehood and materiality under Franks and Mr. [read post]
13 May 2010, 1:55 pm
In material terms, Robert Frank’s account is not merely wrong, it is backwards. [read post]
25 Aug 2007, 7:21 pm
The affidavit as a whole lacked probable cause under Franks. [read post]
