Search for: "Broc Romanek"
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22 Apr 2016, 3:37 am
As I blogged yesterday on CompensationStandards.com, the banking regulators are finally rolling out a permanent proposal under Dodd-Frank’s Section 956 regarding excessive incentive pay. [read post]
21 May 2012, 12:52 am
” In a May 14, 2012 post on his CorporateCounsel.net blog entitled “JOBS Act: EGC Status as a Risk Factor” (here), Broc Romanek takes a detailed look at one of the recent IPO filings, the S-1 that LegalZoom filed in connection with its proposed initial public offering. [read post]
27 Apr 2010, 5:01 am
Australia Looking to Take Say-on-Pay One Step Further Below are three items that I recently blogged on CompensationStandards.com's "The Advisors' Blog": As noted in the excerpt below of this article from Manifest (a European proxy advisor service), Australia may take the concept of say-on-pay further than proposed here in the US (here is the Australian's full response on this topic): Australian Minister for Financial Services, Superannuation and Corporate Law,… [read post]
12 Oct 2009, 6:01 am
Coming Soon: Broadridge's "Virtual" Annual Meeting Last Friday, Broadridge filed their proxy statement, which reveals the company's intention to hold an electronic-only shareholders' meeting on November 18th. [read post]
7 Jun 2015, 5:24 pm
The U.S. [read post]
13 Nov 2016, 5:46 pm
Broc Romanek speculated on his The CorporateCounsel.net blog (here) that Mr. [read post]
9 Aug 2015, 6:03 pm
In an important decision concerning D&O insurance coverage in connection with failed bank claims, the Tenth Circuit, applying Kansas law, held that a D&O policy’s insured vs. insured exclusion unambiguously precluded coverage for claims brought by the FDIC as receiver of a failed bank against the bank’s former directors and officers. [read post]
3 Sep 2013, 1:38 am
Every fall, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
