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9 Oct 2013, 6:00 am
” UBS Puerto Rico Mortgage-Backed & US Government Securities Fund was formed in November 2004 with a stated objective of providing current income, consistent with the preservation of capital. [read post]
9 Oct 2013, 5:59 am
Federal and Puerto Rico income taxes, consistent with the preservation of capital and the distribution to shareholders of common stock of an amount equal to $10 per share. [read post]
9 Oct 2013, 5:58 am
Federal and Puerto Rico income taxes, consistent with the preservation of capital. [read post]
3 Oct 2013, 4:21 pm
The Commodities Futures Trading Commission (CFTC) filed a lawsuit against two California firms, TOTE Fund LLC (TOTE) and MJS Capital Management LLC (MJS), and their principal Michael J. [read post]
3 Oct 2013, 7:10 am
” According to the arbitration documents, UBS Puerto Rico runs and operates 23 closed-end mutual funds that had a total market capitalization of about $4 billion, and the suit states that the funds represent about half the firm’s revenue. [read post]
2 Oct 2013, 3:45 pm
These charges include stock manipulation, unsuitable self-offerings of securities, and use of Firm funds to pay personal expenses of Firm principals, among others. [read post]
2 Oct 2013, 6:00 am
Investors included Rhode Island’s Slater Technology Fund, Marker Hill Capital, Natural Resources Capital Management, Angel Street Capital and the Clean Energy Venture Group. [read post]
2 Oct 2013, 6:00 am
Investors included Rhode Island’s Slater Technology Fund, Marker Hill Capital, Natural Resources Capital Management, Angel Street Capital and the Clean Energy Venture Group. [read post]
30 Sep 2013, 1:56 pm
Instead of investing the capital raised, Dearman and Gray allegedly allocated the funds to personal gambling expenses and payments to investors in the ponzi scheme. [read post]
23 Sep 2013, 12:50 pm
Robert Stinson, Jr., Life's Good, Inc., Life's Good Stabl Mortgage Fund, LLC, Life's Good High Yield Mortgage Fund, LLC, Life's Good Capital Growth Fund, LLC, IA Capital Fund, LLC, and Keystone State Capital CorporationCase number: 10-cv-03130 (United States District Court for the Eastern District of PennsylvaniaCase filed: June 29, 2010Qualifying judgment/order: June 27, 2013 8/16/2013 … [read post]
23 Sep 2013, 12:21 pm
Alternative investments sold by VSR include: Atlas Resources Public 18-20 oil and gas, Behringer REIT, CB Richard Ellis Realty Trust, CNL Income, 2nd Offering, Cole Credit Property Trust, ICON 11, Inland American, SBS REIT, Odyssey Diversified, Arciterra Note Fund, MPF Income Fund 22 LLC, DBSI 2008 Notes Corporation, APC 2005-B, Black Diamond Energy, Inc., Waveland Capital. [read post]
23 Sep 2013, 7:53 am
A bank, partnership, corporation, a nonprofit, an LLC or a trust can also be accredited investors as long as they satisfy certain tests. [read post]
19 Sep 2013, 12:04 pm
The underwriters for the PABs are JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc. and Estrada Hinojosa & Company, Inc. [read post]
19 Sep 2013, 9:20 am
September 18, 2013 The Securities and Exchange Commission (SEC) charged Shadron Stastney, a partner at a New York based hedge fund, Vicis Capital, LLC with breaching his fiduciary duties by engaging in undisclosed principal transactions in which he had a personal financial interest. [read post]
19 Sep 2013, 5:48 am
As a result, the company, which was acquired this week by a private investor group led by Bain Capital LLC (yes, that Bain Capital) and Golden Gate Capital together with Insight Venture Partners, GIC Special Investments Pte Ltd, and Elliott Management Corporation, will have to pay $12.9 million plus penalty and interest. [read post]
9 Sep 2013, 1:11 pm
According to BrokerCheck, Persuad worked with the FINRA registered firm, Money Concept Capital Corp., from November 2009 to September 2010. [read post]
30 Aug 2013, 8:32 am
From August 2007 through September 2009 Borakowski was a registered representative of American Capital Partners, LLC. [read post]
17 Aug 2013, 12:17 pm
We have defended debt collection lawsuits filed by numerous debt collectors, including A&A North American Financial, American Express, Arrow Financial Services, Asset Acceptance LLC, CACH LLC, Capital One, Cavalry Portfolio Services, Chase Bank USA, Chrysler Credit Corporation, Citibank, Discover Bank, Equable Ascent Financial, FIA Card Services, HFC Collection Center, HSBC Bank, Hudson & Keyse, JGB Portfolio Services, JP Morgan Chase, LVNV Funding,… [read post]
17 Aug 2013, 12:17 pm
We have defended debt collection lawsuits filed by numerous debt collectors, including A&A North American Financial, American Express, Arrow Financial Services, Asset Acceptance LLC, CACH LLC, Capital One, Cavalry Portfolio Services, Chase Bank USA, Chrysler Credit Corporation, Citibank, Discover Bank, Equable Ascent Financial, FIA Card Services, HFC Collection Center, HSBC Bank, Hudson & Keyse, JGB Portfolio Services, JP Morgan Chase, LVNV Funding,… [read post]
16 Aug 2013, 3:08 pm
Puerto del Rey, la marina más grande del Caribe, fue adquirida a principios de año por la empresa Putnam Bridge Funding LLC, luego de que sus antiguos dueños se acogieran a la quiebra. [read post]
