Search for: "Securities Investor Protection Corporation"
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25 Aug 2017, 8:51 am
” On March 10, 2016, the Securities and Exchange Commission took action against Aequitas, alleging they had defrauded more than 1,500 investors. [read post]
25 Aug 2017, 6:04 am
Tygesson, Dorsey & Whitney LLP, on Wednesday, August 23, 2017 Tags: Compensation disclosure, Corporate Social Responsibility, Disclosure, Diversity, Dodd-Frank Act, Environmental disclosure, ESG, Executive Compensation, Human capital, Institutional Investors, Private ordering, Say on pay, Securities regulation, Sustainability, Voluntary Disclosure Delaware Court of Chancery Extends… [read post]
23 Aug 2017, 9:23 am
A nationally sought after writer, speaker and media commentator on securities enforcement, corporate ethics and whistleblower issues, Mr. [read post]
23 Aug 2017, 9:23 am
A nationally sought after writer, speaker and media commentator on securities enforcement, corporate ethics and whistleblower issues, Mr. [read post]
22 Aug 2017, 1:29 pm
Nations within OBOR’s domain will increasingly focus on national security review of Chinese FDI. [read post]
21 Aug 2017, 7:34 am
MeadWestvaco’s shareholders had theorized that MeadWestvaco’s board acted hastily when an activist investor appeared, but the court ultimately focused on bad faith rather than the more recent Corwin cleansing vote option or on Revlon enhanced scrutiny or entire fairness (In re MeadWestvaco Corporation Stockholders Litigation, August 17, 2017, Bouchard, A.).Flying blind. [read post]
13 Aug 2017, 2:46 pm
Just the same, the authors note, while courts have “been demonstrating a greater proclivity to scrutinize 10b5-1 trading plans, these plans remain an effective method of protecting executives and preventing and defending securities fraud claims. [read post]
13 Aug 2017, 6:00 am
In that sense, a Title III proceeding can be used by the debtor as both a shield to protect the PPP transaction and a sword to drive the PPP transaction toward execution as part of a plan of adjustment. [read post]
11 Aug 2017, 6:06 am
Hall and Reuben Grinberg, Davis Polk & Wardwell LLP, on Thursday, August 10, 2017 Tags: Blockchain, Broker-dealers, Contracts, Equity offerings, Financial technology, SEC, SEC enforcement, Securities enforcement, Securities regulation 2017 Mid-Year Securities Enforcement Update Posted by Gibson, Dunn & Crutcher LLP, on Thursday, August 10, 2017 … [read post]
9 Aug 2017, 11:42 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
9 Aug 2017, 8:03 am
According to the court, the Commission order was arbitrary and capricious in that the agency did not make specific findings that the plan avoids undue burdens, protects investors and the public, and does not discriminate among interested parties. [read post]
8 Aug 2017, 9:30 pm
Further, she suggests that the licensing scheme could involve requiring firms to pay a security deposit to protect investors in the event of wrongdoing, such as embezzlement, by the platform. [read post]
8 Aug 2017, 2:30 pm
Directors may be corporations or natural persons. [read post]
8 Aug 2017, 7:43 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
5 Aug 2017, 5:37 pm
Access to recorded classes will be controlled via a secure course management platform, such as ANGEL, and will be restricted to students enrolled in the recorded course, the professor, and those University IIT personnel necessary to maintain the system. [read post]
5 Aug 2017, 6:03 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
4 Aug 2017, 6:00 am
Lin, Temple University, on Thursday, August 3, 2017 Tags: Algorithmic trading, Capital markets, Cybersecurity, Financial technology, Flash orders, High-frequency trading, Information environment, Investor protection, Securities fraud, Securities regulation The Delaware Supreme Court Speaks to Market Evidence in Appraisal: DFC Posted by Theodore N. [read post]
3 Aug 2017, 6:54 am
Corporation Financing Rule. [read post]
3 Aug 2017, 1:07 am
The island commonwealth borrowed through more than a dozen entities and a variety of secured, unsecured, and quasi-secured debt contracts. [read post]
1 Aug 2017, 7:55 am
Corporate filings do matter. [read post]
