Search for: "Security First Managers, LLC." Results 2101 - 2120 of 3,599
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26 Sep 2017, 6:00 am by Doug Cornelius
The Securities and Exchange Commission has been looking at fees and expenses at private equity funds for several years. [read post]
25 Sep 2017, 5:17 am by Andrew King
Court of Appeals only managed to cite this opinion once, in the dissent. [read post]
22 Sep 2017, 2:27 pm by Wolfgang Demino
 But even if there were no question as to reliability of payment histories extracted from the servicer’s account management system, different jurisdiction may have different rules regarding the accrual-of-claim date for limitations purposes (Does the breach/default occur when the first monthly installment payment is not made, or is it based on the last payment that was received and credited? [read post]
20 Sep 2017, 6:25 am by Adam Gana
First, the Securities Exchange Act of 1934 (15 U.S.C. [read post]
19 Sep 2017, 3:06 pm by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. [read post]
17 Sep 2017, 3:00 pm by Steve Kalar
Facts: John Doe (name changed for security) cooperated to work down a meth importation sentence. [read post]
16 Sep 2017, 10:26 am by Wolfgang Demino
Ponderosa Pine Energy, LLC, 437 S.W.3d 518, 523 (Tex. 2014).We may sustain a legal sufficiency challenge only when (1 [read post]
16 Sep 2017, 8:29 am by Adam Weinstein
According to the SEC, From 2007 to 2016, Murakami and Chiat defrauded more than 50 investors in three hedge funds run through their investment advisory businesses, MC2 Capital Management, LLC and MC2 Canada Capital Management, LLC. [read post]
15 Sep 2017, 9:04 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
15 Sep 2017, 6:44 am by Renae Lloyd
  The post RBC Wealth Management to Pay $212,000 FINRA Award appeared first on White Securities Law. [read post]
13 Sep 2017, 6:21 am by Renae Lloyd
American Finance Trust, Inc. is a real estate investment trust launched and managed by American Financial Advisors, LLC. [read post]
5 Sep 2017, 7:25 am by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
1 Sep 2017, 12:33 pm by @ihwlaw
The statutes cited do not apply to LLC’s – they are quite specific to corporations only. [read post]
30 Aug 2017, 10:01 am by Renae Lloyd
ArciTerra Group, LLC acquires, holds, develops, manages, leases, and sells real estate properties in North America. [read post]
30 Aug 2017, 7:11 am by Renae Lloyd
      The post ATEL 14 LLC Secondary Market Listing $3.10 per Share appeared first on White Securities Law. [read post]
29 Aug 2017, 6:11 am by Renae Lloyd
      The post Update: Dawn Bennett Charged With Defrauding Investors appeared first on White Securities Law. [read post]
28 Aug 2017, 1:32 pm by Kevin LaCroix
In Newman, however, where the tippee was a market professional whose job involved speaking to company insiders, the Second Circuit imposed a more stringent test of what constitutes a personal benefit.[7]  In that case, portfolio managers at two hedge funds were convicted after trial based on alleged tips from an investor relations employee to an analyst. [read post]