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4 Dec 2018, 10:18 am
Ultimately, the bank terminated the trader’s employment. [read post]
1 Feb 2010, 8:53 am
When asked why former traders were willing to open up about their personal lives on film, he commented that less successful traders are often more likely to talk, while more successful traders remain tighter-lipped. [read post]
10 Jan 2024, 9:05 pm
In a typical year, the Securities and Exchange Commission (SEC) brings a few dozen enforcement cases against individuals for insider trader. [read post]
7 Sep 2023, 2:50 pm
Read More [read post]
31 Aug 2010, 6:32 am
The U.S. [read post]
7 Apr 2022, 2:35 pm
Read More [read post]
11 Feb 2009, 9:47 am
But Trader Monthly did, and it limned the trader so that all might behold his glory. [read post]
10 Oct 2010, 5:39 pm
(CIT 9-16-10) Slip Op. 10-105, has triggered rounds of applause among traders. [read post]
8 Jul 2013, 8:04 am
The above quote comes from The Liveship Traders trilogy by Robin Hobb and when I read it the other night, I was flawed. [read post]
14 Nov 2017, 2:17 pm
EBA takes the view that a “local firm” may be active as a proprietary trader both on the derivative and cash markets, but where it regards the cash markets this should be limited exclusively to transactions performed to hedge positions in derivatives markets. [read post]
10 Nov 2013, 8:11 pm
Epidemiologic and traceback investigations conducted by officials in local, state, and federal public health, agriculture, and regulatory agencies indicate that two ready-to-eat salads, Field Fresh Chopped Salad with Grilled Chicken and Mexicali Salad with Chili Lime Chicken, produced by Glass Onion Catering and sold at Trader Joe’s grocery store locations, are one likely source of this outbreak of STEC O157:H7 infections. [read post]
6 Aug 2019, 9:11 pm
Fasen, a Dutch trader, was sentenced to two years in prison and banned from working in the French meat industry by a Paris court earlier this year. [read post]
4 Mar 2016, 3:14 pm
On February 11, 2016, FINRA filed a proposed rule with the SEC that would require individuals who “design, develop or significantly modify algorithmic trading strategies” (or “ATS”) as well as individuals responsible for the “day-to-day supervision or direction of the development process,” to pass a qualification exam and register with FINRA as securities traders. [read post]
13 Jun 2011, 7:26 am
First Derivatives Traders, Dkt. [read post]
7 Sep 2009, 8:26 pm
To deal with the market failure problems I've discussed last week, I have heard a variety of solutions to the question of what to do to prevent a future bank run, and to prevent banks from holding risky assets (as a colleague noted, another way to think about this was bad risk management by risk managers, who thought they had managed to sell off the riskiest bits of the assets they kept, or who permitted traders to hold assets that they thought were not risky). [read post]
1 Nov 2021, 9:25 am
The alert is connected to an outbreak that is linked to Citterio brand Premium Italian-Style Salame Sticks sold at Trader Joe’s and other grocery stores. [read post]
9 May 2008, 5:08 pm
Parallel importation allow products produced genuinely under the protection of a "parallel" intellectual property right (such as patent, trademark or copyright), placed into circulation in one market, and then imported by an intermediary (parallel importer/trader) into a second market without the authorization of the local owner of the intellectual property right. [read post]
13 May 2011, 11:02 am
Today’s decisions Nafta Traders, Inc. v. [read post]
24 Oct 2018, 11:57 am
Wilkinson is the former British trader from Danske Bank’s Estonia office who uncovered a massive money-laundering scandal involving billions of dollars flowing out of Russia and other former Soviet states. [read post]
30 Dec 2022, 3:50 am
According to the AFM, business processes of capital market institutions (e.g. trading venues, proprietary traders, and clearing & settlement institutions) are heavily and increasingly dependent on complex IT environments. [read post]
