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1 Aug 2017, 9:30 pm
” Indeed, in some cases, disgorgement actually “exceeds the profits gained as a result of the violation” when, for example, an inside trader is required to disgorge gains obtained by third parties as a result of the trader’s illegal conduct. [read post]
1 Aug 2017, 3:00 am
Please email us if you would like us to add your event to this list **** August 2, 2017 Sponsor: NYHFR Event: From Trader to Whistleblower: How Tom Hardin Wound Up at the Center of Galleon’s Insider Trading Case Location: New York, NY August 15, 2017 Sponsor: 100WiF Event: Education Session No. 747: A Discussion with Marc Desmidt, CEO of Point72’s International Businesses Location: Singapore August 15, 2017 Sponsor: 100 WiF Event: Sip and Shop Event to Benefit NAMI Location:… [read post]
31 Jul 2017, 11:05 pm
It is 23 years since I first set up as a ‘sole trader’ – at that time (in 1994) it was my solicitor’s practice, TJ Shepperson. [read post]
28 Jul 2017, 6:00 am
Obviously, this is how high frequency traders have come to dominate the market. [read post]
28 Jul 2017, 6:00 am
Obviously, this is how high frequency traders have come to dominate the market. [read post]
27 Jul 2017, 9:30 pm
” Mike Hawes, Chief Executive of the Society of Motor Manufacturers and Traders, reportedly warned against an outright ban on diesel vehicles because such a ban “could undermine the UK’s successful automotive sector. [read post]
27 Jul 2017, 11:05 am
Enlarge / Traders at the New York Stock Exchange beneath a monitor displaying Twitter's stock symbol in 2016. [read post]
27 Jul 2017, 1:35 am
The FCA proposes that these are: significant management function, proprietary traders, CASS oversight function, functions that are subject to qualification requirements, client dealing function, algorithmic traders, material risk takers and anyone who supervises or manages anyone who supervises or manages anyone performing one of the aforementioned functions. [read post]
25 Jul 2017, 5:32 pm
However, when hedge fund trader Kyle Bass used such a strategy of shorting pharmaceutical companies after challenging their patents, he caused outcry from the pharmaceutical industry and some Congresspersons. [read post]
25 Jul 2017, 5:54 am
Ackerman was a bond trader. [read post]
21 Jul 2017, 1:32 am
If a trader does not use its registered mark as a badge of commercial origin, it is difficult to provide an explanation why a statutory monopoly is warranted. [read post]
20 Jul 2017, 7:17 am
The Second Circuit has voided the convictions of two former London traders. [read post]
19 Jul 2017, 8:54 pm
"U.S. appeals court voids Libor convictions of ex-London traders": Jonathan Stempel of Reuters has this report on a ruling that the U.S. [read post]
19 Jul 2017, 6:15 am
Brown's nomination came only 23 days after he and his New York law partner secured the acquittal of a bond trader in a federal trial in Connecticut closely watched by Wall Street.Brown—a former federal prosecutor and co-leader of Alston's government and internal investigations practice—teamed up with Alston New York partner Brett Jaffe in a successful defense of Tyler Peters, a former vice president at international broker-dealer Nomura Securities International … [read post]
18 Jul 2017, 12:09 pm
” His comments may be seen as a reference to the Power Traders Press and Elite Stock Research case, a scam that allegedly saw more than one hundred victims lose over $10 million through high-pressure sales tactics and penny stock fraud. [read post]
18 Jul 2017, 12:09 pm
” His comments may be seen as a reference to the Power Traders Press and Elite Stock Research case, a scam that allegedly saw more than one hundred victims lose over $10 million through high-pressure sales tactics and penny stock fraud. [read post]
16 Jul 2017, 11:57 pm
You do not pay a separate charge to go towards the trader’s rent and wages for his staff. [read post]
16 Jul 2017, 8:00 am
Trader Joe's in the US has been attempting to claim that the invented the "genius" sausage roll - or "puff dog" as Trader Joe's calls it. [read post]
13 Jul 2017, 11:31 pm
[For some further background information on where the law stands, you can take a look at these slides I prepared for a lecture at Bocconi University a few weeks ago]The Dutch Tom Kabinet e-book caseReaders may remember that the question of digital exhaustion has arisen in a number of Member States, especially in the aftermath of the controversial UsedSoft decision by which the CJEU held that the Software Directive - which is lex specialis in relation… [read post]
11 Jul 2017, 7:37 am
Bored Traders on Tinder Are a Symptom of Wall Street Revenue Dip"One bond trader says he’s been slipping out early to watch his kids play sports. [read post]
