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30 Apr 2019, 10:23 am
Transmission of ePHI to App Using Unsecured Method The FAQs also address the potential exposures of covered entities and their business associates arising from the transmission of ePHI to an App using an unsecure method. [read post]
29 Apr 2019, 7:21 am
In Metalcraft of Mayville, Inc., a Board Majority made up of Board Chairman John Ring and Board member William Emmanuel ruled found that the Wisconsin based employer Metalcraft of Mayville, Inc. [read post]
29 Apr 2019, 1:07 am
Peter Selvin is a member of TroyGould PC, and Ben Clements is an associate at the firm. [read post]
26 Apr 2019, 11:20 am
The United States Servicemen’s Fund, Inc. [read post]
25 Apr 2019, 10:59 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Michael Olinde (Olinde), currently associated with Capital Financial Services, Inc. [read post]
25 Apr 2019, 10:59 am
From May 2007 until July 2014 Spach was associated with Financial Telesis Inc. [read post]
24 Apr 2019, 1:03 pm
Darrin Farrow is not currently registered with a FINRA Member Firm, but has been registered at the following firms: Triad Advisors, Inc., Rocky River, OH— June 3, 2015 to May 31, 2016Royal Alliance Associates, Inc., Rocky River, OH— February 26, 2010 to June 5, 2015Triad Advisors, Inc., Westlake, OH— August 26, 2009 to February 26, 2010Waterstone Financial Group, Inc., Westlake, OH— December 12, 2003 to August 26,… [read post]
24 Apr 2019, 8:06 am
(“Unison”) and M3 Inc. [read post]
24 Apr 2019, 2:50 am
As Greek law, in order to secure the rights of the child, provides that a prosecutor is a party to the proceedings, the ECJ held that the acceptance of the prosecutor is necessary. [read post]
23 Apr 2019, 2:13 pm
From June 2011 until April 2016 Rothchild was associated with Raymond James Financial Services, Inc. [read post]
18 Apr 2019, 1:30 pm
Inc., Fairfield CT— September 19, 2001 to October 3, 2001Atlantic Group Securities, Inc., Millburn, NJ— September 2, 1997 to June 22, 1998Rickel & Associates, Inc., New York, NY— April 1, 1997 to August 29, 1997First Interregional Equity Corp., Milburn, NJ— June 20, 1989 to May 16, 1997Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned… [read post]
18 Apr 2019, 7:52 am
The SEC’s complaint alleges that between 2014 and 2018, Sredich sold securities in at least 15 customer accounts and used blank letters of authorization previously signed by customers to transfer the proceeds to a company she controlled. [read post]
17 Apr 2019, 9:35 am
Computer Associates (UK) Ltd v The Software Incubator Ltd was heard on 28th March. [read post]
15 Apr 2019, 1:24 pm
Kubiak was also registered with American Global Wealth Management, Inc. in McDonough, Georgia and Calton & Associates Inc. in Brookfield, Wisconsin from July 14, 2017 to August 11, 2017 and from July 17, 2017 to October 1, 2018, respectively, FINRA states. [read post]
15 Apr 2019, 8:31 am
From October 2009 until October 2014 Davila was associated with Triad Advisors, Inc. [read post]
14 Apr 2019, 10:21 pm
On April 12, 2019, Caito Foods, Inc., pre-cut watermelon, honeydew melon, cantaloupe, and pre-cut fruit medley products containing one of these melons produced at the Caito Foods LLC facility in Indianapolis, Indiana. [read post]
14 Apr 2019, 7:54 am
On about July 10, 2002, Wakefield used the Wells Fargo Visa card, accepting the terms. [read post]
13 Apr 2019, 12:39 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Dean Grant (Grant), formerly associated with M Holdings Securities, Inc. [read post]
12 Apr 2019, 8:22 am
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Grossman, Robert David Lerner Associates, Inc National Planning Corporation Jacobowitz, Oded Securities America, Inc JP Morgan Securities LLC James, Garland Garden… [read post]
12 Apr 2019, 4:26 am
GFMC designated Mortgage Electronic Recording Systems, Inc. [read post]
