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15 Nov 2023, 6:26 am by jeffreynewmanadmin
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
14 Nov 2023, 9:01 pm by renholding
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
1 Feb 2023, 9:01 pm by renholding
”[24] As private companies have gained increasingly large market power and as the pool of accredited investors has expanded – including venture capital, private equity funds, mutual funds, pension funds, and individuals that meet the requisite wealth thresholds – the de facto presumption that accredited investors need no disclosure isn’t panning out. [read post]
11 Nov 2012, 6:41 pm by Andrew Langille
Nor does the panel reference the leading decisions on what constitutes sexual harassment arising from a single incident, consider the following cases: in Romano v. 1577118 Ontario Inc. [read post]
1 Aug 2014, 5:31 am
Enjaian asserts that `the U–M campus police at Ann Arbor is a very small department,’ and that Sergeant Dorta `established polices and procedures and has made management decisions for the search and seizure of computer evidence during criminal investigations. [read post]
17 Feb 2010, 7:29 pm by Andrew Perlman
Outside Capital, Management Expertise Granat told the commission that he operates a virtual law firm in Maryland from his home in Florida. [read post]