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26 Jan 2014, 6:55 am
In response, regulatory policymakers have been analyzing how the shadow banking system works, and considering options to promote greater financial stability in shadow banking.4 Congress is considering several shadow banking regulatory reform proposals (e.g. changing the status of repurchase agreements [repos] in bankruptcy proceedings), overseeing related agency rulemaking (e.g., regulations for Money Market Funds [MMFs]), and overseeing the implementation of related… [read post]
24 Jan 2014, 12:57 am
Perry, 9] the FDIC alleged that the CEO of IndyMac Bank breached his fiduciary duties to the failed bank by allowing IndyMac to generate and acquire more than $10 billion in risky residential loans, resulting in more than $600 million in losses to the bank. [read post]
24 Jan 2014, 12:57 am
Perry, 9] the FDIC alleged that the CEO of IndyMac Bank breached his fiduciary duties to the failed bank by allowing IndyMac to generate and acquire more than $10 billion in risky residential loans, resulting in more than $600 million in losses to the bank. [read post]
23 Jan 2014, 11:15 am
These interests would have otherwise been prohibited under the new Volcker Rule, which prohibits certain investments by banks and is found in Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). [read post]
21 Jan 2014, 12:14 pm
Churn is lowest for debit cards, because they are linked to bank accounts. [read post]
21 Jan 2014, 11:10 am
On January 14, the Fed, CFTC, FDIC, OCC and SEC issued an interim final rule which will permit banking entities to retain interests in certain collateralized debt obligations backed primarily by trust preferred securities (TruPS CDOs) if the following conditions are met: (i) the TruPS CDO was established and the interest was issued before May 19, 2010; (ii) the banking entity reasonably believes that the offering proceeds received by the TruPS CDO were invested primarily in… [read post]
21 Jan 2014, 10:11 am
Already burdensome regulatory demands grew weightier with expanded Dodd-Frank stress testing and the finalization of the Volcker Rule, among other things. [read post]
17 Jan 2014, 2:54 pm
“QM” refers to the new Qualified Mortgage rules passed by the Consumer Financial Protection Bureau under the Dodd-Frank Act which went into effect on January 10, 2014. [read post]
17 Jan 2014, 10:58 am
Panelists: Sean Banks, Ombudsman, Shell Corporation; Nicholas Diehl, Ombudsperson, Asian Development Bank; Mary Chavez-Rudolph, JMS Association Management Professionals; and Indumati Sen, Ombudsman and Mediator, International Baccalaureate"The View From Nowhere: Neutrality in Theory and Practice" -- John Puckett, Founder and Principal, Ethics Partnerships, Ltd." [read post]
17 Jan 2014, 6:04 am
On December 10, 2013, the Federal Deposit Insurance Corporation (the “FDIC”) proposed for public comment a notice (the “Notice”) describing its “Single Point of Entry” (“SPOE”) strategy for resolving systemically important financial institutions (“SIFIs”) in default or in danger of default under the orderly liquidation authority granted by Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the… [read post]
16 Jan 2014, 1:00 pm
The bank was not named as a target. [read post]
16 Jan 2014, 9:27 am
District Judge Frank D. [read post]
15 Jan 2014, 2:23 pm
MishkinThe CFPB is seeking new members for its Consumer Advisory Board (CAB), Credit Union Advisory Council (CUAC), and Community Bank Advisory Council (CBAC). [read post]
15 Jan 2014, 12:28 pm
Because the list is behind the DBR firewall, I'll let your know that it begins as follows: JPMorgan Credit Suisse Bank of America Goldman Sachs Citi [read post]
14 Jan 2014, 3:14 pm
Under the interim final rule, the agencies permit the retention of an interest in or sponsorship of covered funds by banking entities if the following qualifications are met: the TruPS CDO was established, and the interest was issued, before May 19, 2010; the banking entity reasonably believes that the offering proceeds received by the TruPS CDO were invested primarily in Qualifying TruPS Collateral; and the banking entity’s interest in the TruPS CDO was acquired on… [read post]
14 Jan 2014, 6:00 am
Five federal agencies on Tuesday approved an interim final rule to permit banking entities to retain interests in certain collateralized debt obligations backed primarily by trust preferred securities (TruPS CDOs) from the investment prohibitions of section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, known as the Volcker rule.Under the interim final rule, the agencies permit the retention of an interest in or sponsorship of covered funds by… [read post]
14 Jan 2014, 1:01 am
The result was an increase in inquiries made by the SEC, not to mention several significant enforcement actions, including a withering assault on insider trading; settled actions against banks, including most notably Goldman Sachs, relating to complex structured products; and a high-watermark in FCPA-related enforcement actions. [read post]
13 Jan 2014, 8:32 am
” The witnesses scheduled to appear are: (1) Jack Hartings, President and Chief Executive Officer, The Peoples Bank Co., on behalf of the Independent Community Bankers of America, (2) Bill Emerson, Chief Executive Officer, Quicken Loans, Inc., on behalf of the Mortgage Bankers Association, (3) Daniel Weickenand, Chief Executive Officer, Orion Federal Credit Union, on behalf of the National Association of Federal Credit Unions, (4) Frank Spencer, President and… [read post]
12 Jan 2014, 1:18 pm
He said that it is inappropriate and inconsistent with the Collins Amendment, codified as Section 165 of the Dodd-Frank Act, which was intended to preserve the community bank trust preferred securities market, if an asset size limit is imposed on the banks investing in collateralized debt obligations backed by trust preferred securities. [read post]
10 Jan 2014, 4:47 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act requires that bank holding companies (and foreign companies treated as bank holding companies) with total consolidated assets of $50 billion or more and nonbank financial companies designated for enhanced prudential supervision by the Financial Stability Oversight Council periodically submit resolution plans to the Federal Reserve Board and the FDIC. [read post]
