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4 Aug 2010, 8:21 pm
For example, one of the key deterrents used by SEBI and the stock exchanges against breaches of corporate governance norms is the threat of delisting (which has also been exercised on occasion). [read post]
1 Oct 2008, 8:22 am
According to last Wednesday's New York Times, courts continue to find policies prohibiting tattoos and body modifications to be nondiscriminatory. [read post]
11 Nov 2010, 8:41 am
"The investors also point out that the New York Stock Exchange's Commission on Corporate Governance, the United Kingdom's Financial Reporting Council, and the International Corporate Governance Network all have recognized the importance of ESG considerations.The ESG investors signing the letter included Jonas Kron, vice president and deputy director of ESG research and shareholder advocacy at Trillium Asset Management; Adam Kanzer, managing director… [read post]
3 Dec 2018, 4:00 am
Being traded on the New York Stock Exchange is not an indicator of legitimacy either. [read post]
25 Nov 2011, 1:50 am
The article from the New York Times Dealbook can be accessed here. [read post]
20 Jul 2011, 5:59 am
When the New York Stock Exchange merged with Archipelago Holdings, Inc. in 2004, Goldman Sachs served as the lead M&A advisor to both sides of the deal. [read post]
6 Nov 2007, 10:25 am
” Asks FDI’s Barry Minkow, “Have Herbalife forgotten the imputed credibility of being on the New York Stock Exchange lost its value when another, well-known NYSE company failed - specifically, Enron? [read post]
26 Jun 2015, 8:49 am
To address the leap second in 2015, the parent of the New York Stock Exchange has announced that it will cease trading (“delay market state transitions”) for 61 minutes between 23:00 UTC and 00:01 UTC (7 PM to 8 PM Eastern). [read post]
18 Mar 2008, 8:06 am
District Court for the Southern District of New York. [read post]
27 Sep 2010, 4:08 am
Blockbuster was delisted from the New York Stock Exchange in July, and has lost over $1 billion since 2008. [read post]
31 May 2007, 7:49 am
The many private lawmakers - ranging from familiar organizations like the American Law Institute and the New York Stock Exchange to less well known ones, like the International Chamber of Commerce and associations of banks - are here envisioned as part of a federalist scheme that operates at a molecular level rather than at the level of the state. [read post]
3 May 2007, 11:10 pm
NEW YORK--(BUSINESS WIRE)--Daylight Forensic & Advisory LLC, a leading international regulatory consulting and forensic accounting firm, today announced the opening of an office and electronic discovery lab in London. [read post]
6 Aug 2008, 4:14 pm
Securities and Exchange Commission. [read post]
29 Sep 2010, 9:28 am
Unfortunately, Wong failed to disclose she had been sanctioned by the New York Stock Exchange for putting a client's money into her personal bank account. [read post]
2 Jun 2011, 4:02 am
Sofia Johan (York Univ.) [read post]
18 Dec 2008, 7:43 pm
The suits allege that Madoff's middlemen such as Ascot Partners of New York City ignored red flags even as other funds avoided Madoff's investments because of the presence of obvious danger signs. [read post]
17 May 2011, 6:35 am
During jury selection Monday in the case involving Zvi Goffer, a former Galleon trader charged along with two others in a separate insider-trading scheme, New York federal judge Richard Sullivan in Manhattan told some potential jurors that they should expect to hear secretly recorded telephone calls between Goffer and Rajaratnam. [read post]
11 Aug 2020, 8:13 am
Enlarge / The McDonald's logo at a restaurant on November 4, 2019 in New York City. [read post]
13 May 2011, 3:36 pm
Thus I bring you this story about a recent sting operation in New York. [read post]
18 May 2008, 1:21 pm
A prime example is China Life, a leading Chinese insurance company that debuted on the New York stock exchange with a substantial public offering in 2003. [read post]
