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15 Sep 2011, 4:04 pm
Stock market appreciation, manufacturing output, and job growth were all significantly more robust during periods of expanding imports and trade deficits. [read post]
15 Sep 2011, 8:44 am
Circuit Court of Appeals invalidating Exchange Act Rule 14a-11. [read post]
14 Sep 2011, 10:53 pm
These tools help to determine rule impact on stock prices and stock exchange competitiveness and measure compliance costs that are passed on to investors. [read post]
13 Sep 2011, 6:37 am
Bd. of Trade of the City of New York, No. 75, 2010 (Del. [read post]
13 Sep 2011, 5:37 am
The United States District Court for the Southern District of New York dismissed the complaint, holding that measurements of goodwill and loan loss reserves are matters of judgment and opinion as there are no objective standards of value to measure these items. [read post]
9 Sep 2011, 2:51 am
New York City has ten times more cops than the S.E.C. has employees and twice as many cops than Special Agents employed by the F.B.I. [read post]
7 Sep 2011, 4:58 am
Even the New York Stock Exchange and the NYSE Amex, in their similar proposals, provide for an exemption from seasoning for a firm commitment public offering. [read post]
2 Sep 2011, 4:30 am
§ 77r(b)(1)(A), “Covered securities” include securities “listed, or authorized for listing, on the New York Stock Exchange (“NYSE”). [read post]
2 Sep 2011, 4:30 am
§ 77r(b)(1)(A), “Covered securities” include securities “listed, or authorized for listing, on the New York Stock Exchange (“NYSE”). [read post]
31 Aug 2011, 6:49 am
Have you ever heard of the BATS stock exchange, also called the BZX Exchange? [read post]
30 Aug 2011, 6:38 am
However, it is unfortunate that the Exchange chose a minimum to be raised (the Nasdaq initially did not), and also that it chose the same minimum amount to be raised in this exemption as its affiliate, the New York Stock Exchange (NYSE). [read post]
29 Aug 2011, 3:42 am
The New York Stock Exchange and other equity markets plan to be up and running on Monday, following Hurricane Irene, The New York Times reports. [read post]
28 Aug 2011, 1:23 pm
In other developments, the NYSE Amex also put forth its own seasoning proposal, which is very similar to the one requested by its affiliate, the New York Stock Exchange, that we have previously reported on. [read post]
28 Aug 2011, 7:31 am
The United States District Court for the Southern District of New York (Judge Baer) held that these claims were precluded under Morrison because the plaintiffs’ transactions were the functional equivalent of transactions in VW stock, which was not traded in the United States. [read post]
25 Aug 2011, 10:45 am
Headquartered in New York, Bloomberg employs more than 13,000 people in 185 locations around the world. [read post]
25 Aug 2011, 10:45 am
Headquartered in New York, Bloomberg employs more than 13,600 people in 185 locations around the world. [read post]
25 Aug 2011, 9:10 am
In April 1997 and again in 2003, the New York Stock Exchange and FINRA (then the NASD) recommended that brokers subject to three or more complaints within a five year period ought to be placed upon heightened supervision. [read post]
25 Aug 2011, 7:49 am
Like many Apple-watchers, wonder whether Jobs has injected enough of his DNA into the company to keep it thriving (to paraphrase Guy Kawasaki‘s comments to the New York Times). [read post]
24 Aug 2011, 9:37 am
Especially those with children; consultation with an experienced New York Probate Lawyer is a must. [read post]
23 Aug 2011, 10:25 pm
"I don't think someone who has been banned from the security industry and barred from the New York Stock Exchange is an appropriate model for UCLA alumni and students," she said. ... [read post]
