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17 Sep 2024, 10:01 am
According to the complaint, this quality control failure led to Prager failing to comply with GAAS in multiple aspects of the audit—most significantly by failing to understand the increased risk stemming from the relationship between FTX and Alameda Research LLC, a crypto hedge fund controlled by FTX’s CEO. [read post]
31 Oct 2019, 1:23 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
6 Feb 2018, 12:00 am
The letter of intent, additionally, did not contain any reference to the rights of individuals who provided funds. [read post]
25 Sep 2020, 9:50 am
The post SEC Files Charges Related to Three More Fraudulent Initial Coin Offerings (ICOs) appeared first on Zamansky LLC. [read post]
19 Jun 2024, 12:47 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
27 Apr 2018, 10:44 am
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. [read post]
2 Feb 2020, 9:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
25 Apr 2013, 11:03 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
8 Feb 2018, 2:00 pm
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
6 Mar 2019, 12:25 pm
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
26 Mar 2019, 1:20 pm
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
30 Nov 2016, 8:55 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Oct 2011, 1:10 pm
Over the 10 years the scheme went on, May diverted and misappropriated funds invested in the LLCs for his own personal use and for the use of his company, the U.S. [read post]
27 Feb 2015, 6:41 am
The attorneys at Gana LLP are experienced in representing investors in cases of misappropriation of funds and trading in high risk securities. [read post]
28 Jan 2015, 1:24 pm
Some of the leading cases include the following: Choice Escrow and Land Title, LLC v. [read post]
22 Jul 2008, 8:13 pm
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
15 Sep 2022, 8:35 am
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, please visit https://www.whitesecuritieslaw.com The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
8 Aug 2023, 11:25 am
(CRD#:7059), New York, NY Lilia Nia: B – 09/03/2013 – 02/26/2021, Purshe Kaplan Sterling Investments (CRD#:35747), Fairfield, NJ B – 04/24/2012 – 09/16/2013, Wells Fargo Advisors Financial Network, LLC (CRD#:11025), Fairfield, NJ It was reported by FINRA that Weisbrod and Nia voluntarily resigned from Purshe Kaplan in February 2021. [read post]
2 May 2012, 11:29 am
City Trading LLC (PDF) European Commission Calls for Delay in Implementation of U.S. [read post]
10 Apr 2020, 6:37 am
The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index. [read post]
