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3 Nov 2016, 2:32 pm by John Elwood
The petitioner sold the oil and gas assets at issue in the litigation for business reasons unrelated to the pendency of the litigation, and argued that the case was not moot. [read post]
3 May 2021, 9:05 pm by Kristin N. Johnson
Consider the $300 million in fees Chinese e-commerce behemoth Alibaba paid its underwriters—Citigroup, Inc., Credit Suisse Group AG, Deutsche Bank, Goldman Sachs Group, Inc. and JPMorgan Chase Co. [read post]
12 Jul 2010, 4:00 am by Peter A. Mahler
  Jeff is a Managing Director at Stout Risius Ross, Inc., a financial advisory firm specializing in valuation and financial opinions, investment banking, and dispute advisory and forensic services. [read post]
7 Jul 2012, 9:26 pm by Cynthia Marcotte Stamer
 Among other things, these rules generally require that fiduciaries exercising discretion over these and other plan matters: ü    Must act prudently for the exclusive benefit of plan participants and beneficiaries; ü    Must not involve the plan or its assets in any arrangement that is listed as a prohibited transaction under ERISA § 406; and ü    Must not act for the benefit of themselves or any third party. [read post]
27 Jan 2021, 11:22 am by anne
Instead of turning over proceeds of these tribal bonds to a specified investment manager, Galanis misappropriated the funds for their own personal use. [read post]
21 May 2020, 8:47 am by Kristian Soltes
The watchdog is also interested in developments of cloud and blockchain technology, and e-wallets and crypto-assets. . . . [read post]
16 Jul 2019, 6:12 am by Patricia Hughes
The Real Estate Council of Ontario sought to revoke the registrations of Akbar Zarehhossainabadi (who used Akbar Zareh in business) and Rouhollah Houshmand and of Kingsway Real Estate Inc. [read post]
12 Apr 2019, 2:35 pm by opseo
Well under Texas law, solely managed community property (including wages) of the non-debtor spouse is not property of bankruptcy estate. [read post]
11 May 2011, 8:06 am by Sonya Hubbard
(BLK), the giant asset management company that – as of March 31, 2011 – claimed to have $3.65 trillion (yes, with a “t”) worth of assets under its care. [read post]
25 Jun 2020, 8:00 am by Kristian Soltes
Every day, new digital currencies are being created, and the world grows more comfortable with the idea of digital assets. [read post]
18 Jun 2018, 4:01 am by Peter Mahler
Justice Ash nonetheless handed Nedal a partial if pyrrhic victory on the issue of his brothers using company funds to pay legal fees in the dissolution action, holding that, consistent with the Appellate Division, First Department’s 1985 decision in Matter of Public Relations Aids, Inc., company funds may be used for legal fees following — but not before — the election to purchase the petitioner’s shares. [read post]
13 Jul 2021, 5:54 am by Danielle Parker
 In December 2020, the SEC filed an action against Ripple Labs Inc. [read post]
22 Aug 2013, 4:00 am by Administrator
Inc.,[8] which had different facts to the case in point, and also emphasized the decision in Evans v. [read post]
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating  Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]