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7 Feb 2019, 12:08 pm
Amgen, Inc. [read post]
17 Oct 2023, 7:25 am
Scott Silver, managing partner of Silver Law Group, is the chairman of the Securities and Financial Fraud Group of the American Association of Justice. [read post]
6 May 2024, 9:43 am
The three patents at issue here all relate to secure communication for portable devices using a “tunneling client access point. [read post]
14 Jul 2011, 7:03 pm
I work with two associates and theyre busy, but you dont have to keep four full-time associates at 2,000 hours each busy, Walton said. [read post]
2 Nov 2010, 3:13 am
But the general rule is that an application will not be suspended "to give an applicant time to secure a consent agreement. [read post]
17 Oct 2014, 7:23 am
Association of American Railroads, suggesting that the two “could redefine the degree to which companies can directly exercise political power. [read post]
6 Oct 2020, 3:23 am
Barclays Capital Inc. and Barclays PLC v. [read post]
7 May 2009, 8:14 am
Access the Subcommittee release (click here).Waste Information & Management Services, Inc. [read post]
5 Oct 2022, 8:34 am
In July, the SEC charged broker-dealer Western International Securities, Inc. [read post]
18 Sep 2018, 7:33 pm
RealD Inc. [read post]
11 Dec 2006, 1:14 am
SecureWorks Inc. of Atlanta revealed "that it has blocked several phishing Web sites that asked bank customers to enter personal data to enroll in security systems. [read post]
5 Aug 2019, 11:39 am
Mackay was reportedly terminated by a former employer, World Group Securities Inc., following allegations that Mackay allegedly took part in an unapproved commission sharing arrangement for securities transactions he executed, FINRA notes. [read post]
5 Aug 2019, 11:39 am
Mackay was reportedly terminated by a former employer, World Group Securities Inc., following allegations that Mackay allegedly took part in an unapproved commission sharing arrangement for securities transactions he executed, FINRA notes. [read post]
17 Jun 2016, 1:44 pm
Marvin Ginn Corp. v Int’l Association of Fire Chiefs Inc., 782 F.2d 987 (Fed. [read post]
9 May 2013, 8:21 am
Nonexclusive license to republish granted to Solutions Law Press, Inc. [read post]
30 Nov 2023, 2:02 pm
Investors can use the tool to verify whether a broker or brokerage firm is registered with FINRA, as well as to review their employment history, licensing status, and any regulatory actions or complaints filed against them. [read post]
2 Jun 2010, 5:23 pm
Please email us if you would like us to add your event to this list. **** June 1 Sponsor: WBR (World Business Research) Event: TradeTech India 2010 Location: Mumbai, India June 1 Sponsor: Infovest 21 Event: Preparing for Impending Regulatory Changes Location: New York, New York June 2 Sponsor: FTF (Financial Technologies Forum, LLC) Event: Understanding Portfolio Management & Trading Location: New York, New York June 2 Sponsor: HedgeWorld Event: CTA 2010: Managed… [read post]
20 Jan 2020, 3:55 pm
§ 100.18(1) provides:No person, firm, corporation or association, or agent or employee thereof, with intent to sell, distribute, increase the consumption of or in any wise dispose of any real estate, merchandise, securities, employment, service, or anything offered by such person, firm, corporation or association, or agent or employee thereof, directly or indirectly, to the public for sale, hire, use or other distribution, or with intent to induce the public… [read post]
22 Feb 2012, 8:56 am
Ms Wong set out (at [80]) that Article I, Section 8, Clause 8 of the US Constitution defined the purpose of copyright: 'To promote the Progress of Science and useful Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their respective Writings and Discoveries'. [read post]
30 Aug 2011, 7:19 pm
An FBI agent posed as an Israeli agent in September 2007 and arranged to use a “dead drop” location to exchange information with Doxer to avoid detection. [read post]
