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8 Oct 2021, 3:00 am by Christopher Tyner
  Sergeant Gary Mayhorn had been with the Iredell County Sheriff’s Office since 2003 and passed away this week. [read post]
8 Oct 2021, 3:00 am by Liz Dunshee
Consistent with the priorities that he identified in that Agenda, SEC Chair Gary Gensler also has been remarking at recent conferences, such as the CII Fall Conference, that he wants to knock out remaining Dodd-Frank rulemaking in short order. [read post]
7 Oct 2021, 12:40 pm
 Access here Session 1:  DAY 1, THURSDAY AUGUST 12; 9:45 AM – 12:00 PM Opening Remarks—ASCE President Session 1: Economic and Political Context    Chair: Gary Maybarduk, ASCE President Carmelo Mesa-Lago, Professor Emeritus, University of Pittsburgh, “Key Economic and Social Factors That Provoked the Worst Cuban Economic Crisis since the 1990s and Subsequent Street Protests” Jorge I. [read post]
7 Oct 2021, 3:15 am by Liz Dunshee
We’ve blogged about the HFCAA a few times – including back in March, when the SEC adopted interim final rules, and in late summer, when SEC Chair Gary Gensler talked about additional disclosure requirements for China-based companies. [read post]
7 Oct 2021, 3:00 am by Liz Dunshee
In testimony before the House Committee on Financial Services earlier this week, SEC Chair Gary Gensler said that he hopes the Commission can collect public comments and finalize it before year-end. [read post]
6 Oct 2021, 5:27 am by John Jascob
Nelson, J.D.SEC Chair Gary Gensler issued a public statement in which he said he had directed Commission staff to review the rules applicable to exchange-traded products (ETPs) with respect to the risks such products pose to both retail investors and sophisticated investment managers. [read post]
6 Oct 2021, 4:00 am by Jim Sedor
Campaign Finance New York: “Lovely Warren to Resign by Dec. 1 as Part of Plea Deal Over All Criminal Charges She Faces” by Gary Craig and Brian Sharp (Rochester Democrat and Chronicle) for MSN Elections Georgia: “Protection Against Violent Threats Could Be Legitimate Georgia Campaign Expense” by Jill Nolan for Georgia Recorder Ethics National: “Fed Says Trading Activity by Top Officials Under Independent Review” by Rachel Siegel (Washington Post) for… [read post]
4 Oct 2021, 2:32 pm by Kevin LaCroix
As I discussed in a post at the time (here), in August 2021 the SEC brought an cybersecurity-related disclosure enforcement action against UK educational publishing firm Pearson plc. [read post]
4 Oct 2021, 1:46 pm
It is impossible to think about anything else" by Gary Shteyngart (The New Yorker): Most poorly performed circumcisions stem from two misjudgments on the part of the circumciser: either too much or too little foreskin is removed. [read post]
4 Oct 2021, 1:21 pm by Jim Walker
Today, a popular video blogger, Gary Bembridge, mentioned cases of COVID-19 which are apparently on the Seabourn Ovation cruise ship which he is sailing on. [read post]
4 Oct 2021, 12:56 pm by Emily Dai
The committee will hear testimony from Securities and Exchange Commission Chair Gary Gensler. [read post]
2 Oct 2021, 7:52 am
Testimony Before the United States House of Representatives Committee on Financial Services by SEC Chair Gary Genslerhttps://www.sec.gov/news/testimony/gensler-2021-10-05Good afternoon, Chairwoman Waters, Ranking Member McHenry, and members of the Committee. [read post]
2 Oct 2021, 7:52 am
Testimony Before the United States House of Representatives Committee on Financial Services  by SEC Chair Gary Gensler / Oct. 5, 2021 (BrokeAndBroker.com Blog)Two New Jersey Men Arrested And Charged With Securities Fraud For Scheme To Defraud Investors In Hemp Company / Vitaly Fargesen and Igor Palatnik Misappropriated Approximately $4 Million of Investor Funds (DOJ Release)SEC Charges Hemp Company and Co-Founders With Fraud (SEC Release)... [read post]
1 Oct 2021, 5:59 am by Michael C. Dorf
However, before doing so, I want to consider an argument to the contrary offered by serious scholars, not by the likes of former Professor Eastman.In a draft article first uploaded to SSRN in March and very recently updated, Boston University Law Professors Jack Beermann and Gary Lawson argue that the VP in fact plays a very substantial role in resolving a certain kind of dispute over the Electoral College. [read post]
1 Oct 2021, 5:54 am
Securities and Exchange Commission, on Tuesday, September 28, 2021 Tags: Accredited investors, Capital formation, Crowdfunding, Institutional Investors, Investor protection, IPOs, Regulation A, SEC, Securities regulation, SPACs Remarks by Chair Gensler Before the Small Business Capital Formation Advisory Committee Posted by Gary Gensler, U.S. [read post]
1 Oct 2021, 3:15 am by David Lynn
Back in July, SEC Chair Gary Gensler indicated in a speech on the U.N. [read post]