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12 Nov 2006, 1:22 am
Beyond cost savings, the British enjoy another advantage: While our regulatory bodies are often competing to be the toughest cop on the street, the British regulatory body seems to be more collaborative and solutions-oriented.Today, I noticed that current SEC Chairman Christopher Cox has endorsed the potential merger of the oversight function of the National Association of Securities Dealers and the New York Stock Exchange, which are engaged in talks… [read post]
25 Aug 2016, 7:51 am
The securities offered are all over the spectrum: debt, revenue sharing, SAFE, preferred stock, LLC units, convertible debt, and common stock. [read post]
2 Aug 2011, 1:05 am
" The NASDAQ believes that these new listing requirements will protect investors and "discourage inappropriate behavior" by companies. [read post]
17 May 2017, 8:57 am
But it’s certainly simpler than having to market and complete a new offering of stock as part of it.) [read post]
12 Apr 2010, 7:25 am
Its shares trade on Paris and Frankfurt stock exchanges, as well as on four Spanish exchanges. [read post]
9 Dec 2020, 2:13 pm
When allegations against Les Moonves came out in July 2018, the stock price dropped about six percent and when the exposé was published by the New York Times in December 2018, the stock dropped by an additional four percent. [read post]
9 May 2009, 8:15 am
The New York Times website now features a "Perks Watch" reporting on the latest nuggets culled from proxy statements: club memberships, home security, sports tickets and that enduring favorite, the personal use of corporate aircraft. [read post]
18 Nov 2011, 6:42 am
’s New York regional director, said in a statement. [read post]
28 Jun 2012, 9:42 am
Most stocks bought and sold by typical investors are listed on one of the major U.S. stock exchanges such as the Nasdaq or New York Stock Exchange (“NYSE”). [read post]
29 Nov 2010, 10:21 pm
New York Stock Exchange, Inc., 13 N.Y.3d 599, 895 N.Y.S.2d 279, 922 N.E.2d 865 (2009). [read post]
21 Jul 2008, 10:42 am
The best means to achieve universality without becoming prescriptive would probably be for the New York Stock Exchange and Nasdaq to adopt a listing standard calling for an advisory vote. [read post]
11 Feb 2020, 11:59 pm
Call one of our top New York City tax attorneys and we can help you settle your situation today. [read post]
7 Nov 2009, 9:21 am
(Editor's Note: This post comes is based on an article that first appeared in the New York Law Journal.) [read post]
16 Jul 2018, 7:37 am
In addition, Lundell has been subject to two customer disputes, a regulatory action sanctioned by the New York Stock Exchange (NYSE), and two discharges from member firms. [read post]
5 Mar 2024, 2:26 pm
Regardless, Grayscale is confident that the ETF is ideal for investors due to its oversight and built-in investor protection, being traded on the New York Stock Exchange. [read post]
27 May 2020, 8:34 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. [read post]
22 Feb 2011, 5:48 am
Deutsche Boerse and NYSE Euronext will be merged under a newly created Dutch holding company, which is expected to be listed in Frankfurt, New York and Paris. [read post]
25 Feb 2016, 10:45 am
I pass on free news and pay for the New York Times, Wall Street Journal, and Business Week. [read post]
9 Aug 2018, 5:05 pm
If it didn’t, that would be hugely disappointing, and far less importantly, terrible news for congressmen from New York who owned lots of the company’s stock. [read post]
24 Jan 2020, 1:00 am
District Court for the Southern District of New York, defendants have introduced two new ways to rebut Basic Inc. v. [read post]
