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13 Jul 2009, 9:40 am
The Wall Street Journal reports Lennar Corp. has identified about 400 homes in Florida that have confirmed problems with defective Chinese drywall and has set aside $39.8 million to repair the homes, the Miami-based home builder said in a securities filing Friday. [read post]
10 Jun 2015, 11:51 am
According to the Arkansas Securities Commissioner, on July 30, 2012, Elmazi allegedly contacted an Arkansas resident on a cold call recommending the purchase of certain corporate bonds issued by Verso Paper Corp. [read post]
5 Nov 2010, 6:00 am
This week we continue our weekly installment highlighting the best of the corporate and securities blogosphere for the past week. [read post]
25 Feb 2008, 4:12 pm
The Justice Department says that the ex-Credit Suisse Securities investment banker told Ajaz Rahim, a Pakistan resident and the former head of Faysal Bank, about nine upcoming merger and acquisition deals from April 2006 to February 2007 including: - Apollo Management LP's Jacuzzi Brands acquisition - NorthWestern Corp.'s acquisition by Babcock & Brown Infrastructure - Veritas DGC Inc.'s acquisition by Compagnie Generale de Geophysique SA - The merger… [read post]
31 Aug 2015, 7:17 pm
Indeed, in 2014, there were two sets of lawsuits filed against the boards of companies that had experienced high-profile data breaches, Target Corp. [read post]
10 Nov 2008, 7:00 pm
Western Pacific Roofing Corp. (2008) Case Number S162086. [read post]
1 Sep 2008, 9:25 pm
The dismissal of a federal class action securities lawsuit does not mean that investors are necessarily barred from seeking recovery of losses that they have sustained as a result of inappropriate conduct. [read post]
26 Aug 2016, 3:00 am
Yesterday, as the latest in Corp Fin’s disclosure effectiveness project, the SEC posted an 8-page “request for comment” on the disclosure requirements in Subpart 400 of Regulation S-K. [read post]
8 Jul 2011, 9:28 am
District Court for the District of Columbia, claiming government security forces, working for Exxon, killed and tortured villagers in Aceh, Indonesia. [read post]
16 Feb 2024, 9:11 am
An investigation conducted by Homeland Security Investigations (HSI) Washington, D.C. and FBI Minneapolis led to two foreign nationals being charged for engaging in a plot to export Iranian petroleum to China and use the proceeds to benefit Iran’s Islamic Revolutionary Guard Corps-Qods Force, a designated terrorist organization. [read post]
16 Jan 2024, 1:19 pm
Securities Litigation in the U.S. [read post]
17 Jan 2010, 9:29 pm
In 2006, Barclays bought mortgage loans from then-subprime lender New Century Capital Corp. [read post]
31 Jan 2017, 12:06 pm
Prior to that he was registered with Oppenheimer & Co.; RBC Capital Markets Corporation; Salomon Smith Barney Inc.; Lehman Brothers Corp.; Merrill Lynch, Pierce, Fenner & Smith Inc., Sussex Securities Incorporated; Lehman Brothers Incorporated. [read post]
23 Feb 2023, 8:07 am
Nelson, J.D.The SEC brought a settled administrative enforcement case against African Gold Acquisition Corp., a special purpose acquisition vehicle or SPAC, for the company’s failure to adhere to federal securities law requirements pertaining to internal controls. [read post]
19 Aug 2009, 6:25 am
On July 21, 2009, the Securities and Exchange Commission ("SEC") announced a settlement agreement with Perry Corp. [read post]
6 Mar 2017, 4:26 pm
Supreme Court held that the U.S. securities laws do not apply extraterritorially. [read post]
5 Jun 2007, 10:34 am
Guidant Corp., No. 06-3572 (7th Cir. [read post]
8 Nov 2008, 3:42 am
The appeal arose from a partial settlement in a securities fraud class action. [read post]
7 May 2018, 11:21 am
Michael Swingle was previously registered with Waddell & Reed, Investment Resources Securities, FFP Securities, Ameritas Investment Corp, Mony Securities Corp, Princor Financial Services, New England Securities, and J.W. [read post]
3 Jul 2017, 7:08 pm
In their report, the Commission to Assess United States National Security Space Management and Organizations told Congress, "The US is more dependent on space than any other nation... [read post]
