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21 Jan 2021, 7:12 am
These cases may be the first of many, and they followed a joint statement from SEC Chairman and division heads in October of last year indicating that firms would be examined relating to their use of complex ETPs. [read post]
5 Sep 2007, 2:45 pm
I am well aware that many CMO's do not have the influence they deserve inside their law firms - this may be a helpful tool on the path to acquiring it. [read post]
23 Mar 2010, 10:30 am
You may find that blogging is the ideal platform for your firm. [read post]
18 Apr 2022, 9:05 pm
First, young firms focus on explorative innovation, which is best developed in a decentralized, flexible environment that may be encumbered by the top-down governance and control systems required by financial regulation. [read post]
24 Jun 2008, 5:07 am
(for background see STL coverage from Feb. 14, Feb. 20, May 5, and June 1). [read post]
12 Dec 2011, 11:44 am
The company looked at how 110 global law firms used LinkedIn, Twitter, YouTube and other social media from April to mid-May of 2011. [read post]
13 Oct 2017, 12:46 pm
Accordingly, a brokerage firm that fails to properly supervise its registered representatives may well be liable for investment losses sustained due to the malfeasance or misconduct of certain brokers. [read post]
25 Mar 2009, 8:00 am
The implication that accounting firms may be held liable for actions by their foreign affiliate may be welcome news to investors, but is sending shockwaves through the accounting world. [read post]
13 Feb 2024, 7:30 am
The post 4 deadly LA County shootings within hours may be connected, police say appeared first on J&Y Law Firm. [read post]
18 Jun 2024, 6:52 am
” “‘Lawyers may switch firms, but firms may not switch sides. [read post]
3 Aug 2023, 7:28 am
Levin pointed to the stress of the ‘eat-what-you-kill model,’ flagging it as a reason why attorneys may look the other way when red flags pop up. [read post]
30 Nov 2017, 11:16 am
[…] The post Broker Protocol FAQ: Who’s out, who’s next and what advisors may lose, Financial Planning, ft. [read post]
11 Oct 2007, 5:02 am
The dispute between Sallie Mae and the firms that agreed to buy it for $25 billion has gotten ugly. [read post]
23 May 2012, 9:48 am
The firm gave up its CPA licenses and shed nearly 85,000 employees after being found... [read post]
28 Feb 2023, 2:54 am
Next steps The deadline for responses to cp4/23 is 30 May 2023. [read post]
3 Jan 2023, 6:27 am
But as discovery kicks in or the trial date nears, the firm may need 60 or 80 hours from the freelancer. [read post]
6 Jul 2022, 8:04 am
” “I believe that client in-take may be one of the most critical areas on which a firm can focus its process improvement efforts, simply because it’s a contact point with almost every part of the client’s interaction within the firm. [read post]
7 Feb 2016, 2:02 pm
With the advent of new tools for search, firms with mature products installed may consider swapping search engines as they make other changes to their IT stacks. [read post]
5 Feb 2015, 11:38 am
As mentioned in previous posts, once a firm’s product fails and the brokers get too many customer complaints, the employing firm may not want to keep them employed. [read post]
5 May 2015, 8:00 am
AlerStallings is an Elder Law Firm with 12 attorneys practicing throughout central and northern Ohio. [read post]
