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4 Jun 2013, 3:36 am
 For whatever reason, Dinning lost his way and became more outlaw than lawyer.The For-Profit SpielFrom early 2005 through 2012, Dinning allegedly recruited approximately 23 individuals to invest in “for-profit” corporations that he had established. [read post]
Editor's Note: The following post comes to us from Rakhi Kumar, Head of Corporate Governance at State Street Global Advisors, and is based on an SSgA publication; the complete publication, including appendix, is available here. [read post]
12 Jul 2019, 3:42 am
Staff Statement on LIBOR Transition (Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and Office of the Chief Accountant)https://www.sec.gov/news/public-statement/libor-transitionAs noted in part in the SEC Staff Statement [Ed: footnotes omitted]:[I]t is expected that a number of private-sector banks currently reporting information used to set LIBOR will stop doing so after 2021 when their current reporting commitment… [read post]
Editor's Note: The following post comes to us from Luca Enriques, Allen & Overy Professorship of Corporate Law at University of Oxford, Faculty of Law, and Sergio Gilotta of University of Bologna. [read post]
27 Aug 2022, 9:19 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6635/securities-industry-commentator/Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)US Department of Labor orders Wells Fargo to pay more than $22M for retaliating against executive that alleged financial… [read post]
On June 30, 2014, the Investment Management and Corporate Finance Divisions of the SEC issued a bulletin outlining the responsibilities of proxy advisors and institutional investors when casting proxy votes. [read post]
23 Oct 2014, 11:04 am
I argue that the use of domestic law to regulate global supply chains has significant potential to shape corporate behavior, as defined by the extent of due diligence measures that companies have reported in their disclosures. [read post]
20 Apr 2017, 3:06 pm by Mike Mireles
  The Corporate Counsel article notes the US lead over China in Fintech patenting. [read post]
19 Nov 2014, 8:17 am by John Jascob
A public hearing on the rule proposals will be held at 9:00 a.m. on December 3, 2014 at the Department of Consumer and Business Services, Finance and Corporate Securities, 350 Winter St. [read post]
21 Oct 2010, 10:31 am by Mark J. Astarita, Esq.
Another FINRA arbitration panel has just awarded an investment banker, who alleged Barclays used the collapse of former employer Lehman Brothers to seek to renege on a compensation agreement, over $700,000 in compensation. [read post]
11 Mar 2019, 5:00 am by John Jascob
Raskin introduced the stand-alone version of the Shareholders United Act, he observed that even if shareholders have a right to voice their concerns about corporate political spending, the money they invest still should not be used without their consent. [read post]
28 Feb 2023, 5:00 am by admin
If enacted, the Biden tax plan would mostly affect individuals and corporations with earnings exceeding $400,000 annually. [read post]
8 Aug 2014, 5:01 am by James Edward Maule
People laughed when, decades ago, I began using “Megaowneverything Corp. [read post]
4 Feb 2014, 4:44 pm
Bonds1,233.2516.8 %Corporate Bonds1,453.6619.8 %Equity1,216.6516.6 %Total7,335.11100.0 %The Ministry of Finance describes its ESSF as follows: The Economic and Social Stabilization Fund (ESSF) was established on March 6th, 2007 with an initial contribution of US$2.58 billion, much of which (US$ 2.56 billion) was derived from the old Copper Stabilization Fund, which was replaced by the ESSF. [read post]
16 Feb 2024, 12:00 pm by beng
Our 2024 Investing in Legal Innovation Survey: The Rise of Gen AI at Top Firms & Corporations found that 53% of Am Law 200 firms have already purchased Legal AI tools and that 45% of Am Law 200 firms are using Gen AI now for legal matters. [read post]
17 Aug 2021, 6:16 am by Kevin Kaufman
These options include changes to policies such as the corporate tax rate, Global Intangible Low-Taxed Income (GILTI), Foreign Derived Intangible Income (FDII), Qualified Business Asset Investment (QBAI), and other related issues. [read post]
23 Jul 2015, 5:04 am by Jon Gelman
Prior to the FLSA’s enactment, the phrase “suffer or permit” (or variations of the phrase) was commonly used in state laws regulating child labor and was “designed to reach businesses that used middlemen to illegally hire and supervise children. [read post]