Search for: "Will Gary"
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30 Sep 2021, 8:01 am
In his opening statement in support of the proposed amendments, SEC Chair Gary Gensler proclaimed that the amendments are long overdue from the mandates under the Dodd-Frank Act, including “say on pay” regarding executive compensation. [read post]
30 Sep 2021, 6:13 am
Posted by Gary Gensler, U.S. [read post]
30 Sep 2021, 3:30 am
At the Small Business Capital Formation Advisory Committee meeting earlier this week, SEC Chair Gary Gensler focused his remarks on SPACs. [read post]
30 Sep 2021, 1:00 am
In this episode of Stay Tuned, Preet answers listener questions about the workings of the Securities and Exchange Commission, including, among other things, the overlapping jurisdiction of the SEC and U.S. attorney offices, and the difference between criminal and civil securities fraud.Then, Preet interviews SEC Chair Gary Gensler. [read post]
30 Sep 2021, 1:00 am
In this episode of Stay Tuned, Preet answers listener questions about the workings of the Securities and Exchange Commission, including, among other things, the overlapping jurisdiction of the SEC and U.S. attorney offices, and the difference between criminal and civil securities fraud.Then, Preet interviews SEC Chair Gary Gensler. [read post]
30 Sep 2021, 1:00 am
In this episode of Stay Tuned, Preet answers listener questions about the workings of the Securities and Exchange Commission, including, among other things, the overlapping jurisdiction of the SEC and U.S. attorney offices, and the difference between criminal and civil securities fraud.Then, Preet interviews SEC Chair Gary Gensler. [read post]
30 Sep 2021, 1:00 am
In this episode of Stay Tuned, Preet answers listener questions about the workings of the Securities and Exchange Commission, including, among other things, the overlapping jurisdiction of the SEC and U.S. attorney offices, and the difference between criminal and civil securities fraud.Then, Preet interviews SEC Chair Gary Gensler. [read post]
29 Sep 2021, 12:36 pm
SEC Chair Gary Gensler recently announced that the agency will look into revising some other 2020 rule amendments which were seen as detrimental to the program. [read post]
29 Sep 2021, 6:04 am
As SEC Chair Gary Gensler explained: Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws. [read post]
29 Sep 2021, 3:25 am
As noted in the SEC’s announcement, SEC Chair Gary Gensler and Berkovitz previously worked together when Berkovitz served as the CFTC’s General Counsel from 2009 to 2013. [read post]
29 Sep 2021, 2:00 am
“The former concept of workplace ‘normalcy’ left the building in March 2020, and it’s not coming back,” says Gary Beckstrand, Vice President of the O.C. [read post]
28 Sep 2021, 1:50 pm
Edited by Gary J. [read post]
28 Sep 2021, 6:29 am
Posted by Gary Gensler, U.S. [read post]
28 Sep 2021, 2:00 am
Gary J. [read post]
27 Sep 2021, 8:33 am
By Lene Powell, J.D.In a panel at a recent securities conference, former SEC division heads discussed SEC Chair Gary Gensler’s rulemaking agenda and staff appointments. [read post]
27 Sep 2021, 7:02 am
And she doesn’t like cryptos any better than him. [read post]
26 Sep 2021, 1:32 pm
Gary Lucas, Jr. [read post]
25 Sep 2021, 6:19 am
Responding to a recent call from SEC Chair Gary Gensler to “freshen up” Rule 10b5-1, a subcommittee of the SEC’s Investor Advisory Committee (IAC) released draft recommendations on August 26 calling for changes to the operation of Rule 10b5-1 securities trading plans. [read post]
24 Sep 2021, 2:46 pm
SEC Charges Two Individuals for Wash Trading Scheme Involving Options of "Meme Stocks" (SEC Release)Prepared Remarks Before the Asset Management Advisory Committee by SEC Chair Gary GenslerPrepared Remarks Before the Small Business Capital Formation Advisory Committee by SEC Chair Gary GenslerSEC Charges Two Individuals for Wash Trading Scheme Involving Options of "Meme Stocks" (SEC Release)https://www.sec.gov/news/press-release/2021-195In a Complaint filed… [read post]
24 Sep 2021, 1:05 pm
In a press release announcing that milestone, SEC Chair Gary Gensler stated: “Today’s announcement underscores the important role that whistleblowers play in helping the SEC detect, investigate, and prosecute potential violations of the securities laws. [read post]
