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18 Jan 2018, 5:48 pm by Bill Marler
The Tacoma/Pierce County Department of Health updated the El Toro Norovirus outbreak this afternoon. [read post]
24 Mar 2017, 8:22 pm by Seyfarth Shaw LLP
Co-authored by Julie Yap and Billie Pierce Seyfarth Synopsis: A federal court in California recently held that a franchisor cannot be held liable for labor code claims where it did not exercise control directly, or through an actual agency relationship with the employer, over the terms and conditions of the workers’ employment. [read post]
29 Mar 2023, 12:33 pm by Silver Law Group
Christopher Eriksson (Christopher Thomas Eriksson CRD# 2487298) is a previously registered broker and investment advisor whose last known employment was with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) in Wayzata, Minnesota. [read post]
27 Jul 2012, 8:27 am by Stephen D. Rosenberg
I didn’t actually go on vacation for the last month, believe it or not – I had a major brief concerning a piercing the corporate veil case against a corporate officer due not long after the July 4th holiday, followed almost immediately by briefing concerning the First Amendment rights of internet posters. [read post]
3 Oct 2018, 9:46 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor Christopher Hibbard (Hibbard), formerly associated with Merrill Lynch, Pierce, Fenner & Smith, Incorporated (Merrill Lynch) in Louisville, Kentucky was terminated for cause by Merrill Lynch in January 2018 after the firm made allegations that Hibbard engaged in conduct including unauthorized transactions and theft. [read post]
29 Feb 2012, 12:10 pm by Paul Karlsgodt
Merrill Lynch, Pierce, Fenner & Smith, Inc., No. 11-3639 (7th Cir., Feb. 24, 2012). [read post]
23 Jun 2010, 5:00 am by Tad Lunger
The area considered to be inclusive of Fort Myer Heights is basically the down-hill slope from Arlington's Courthouse Sector on the hill above of Route 50 north of Fort Myer, bounded to the north by Clarendon Boulevard and to the south by Route 50, Courthouse Road to the west and Pierce Street to the east. [read post]
1 Mar 2010, 3:15 am by sally
High Court (Queen’s Bench) Veolia Water Central Ltd v London Fire & Emergency Planning Authority [2010] EWHC 208 (QB) (09 February 2010) Moore v Hotelplan Ltd (t/a Inghams Travel) & Anor [2010] EWHC 276 (QB) (22 February 2010) Rutherford v Seymour Pierce Ltd [2010] EWHC 375 (QB) (11 February 2010) Law Society of England and Wales v Secretary of State for Justice & Anor [2010] EWHC 352 (QB) (26 February 2010) High Court (Chancery Division) Sharafi & Anor v Woven Rugs… [read post]
2 Apr 2012, 10:00 pm by Lauri F. Rasnick
Rasnick FINRA recently announced that it fined Merrill Lynch, Pierce, Fenner & Smith (“Merrill”) one million dollars for failing to arbitrate claims with employees. [read post]
21 Dec 2017, 12:09 pm by Adam Weinstein
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor James Merkel (Merkel), in August 2017, was terminated by his employer Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) after the firm alleged that Merkel violated firm policy relating to selling away. [read post]
23 Jul 2010, 6:00 am by Steven Peck
The degree of this type of sore can vary among a gentle light red temporary place on our bodies which will get taken out inside of a couple of hours of removing the pressure to glaring ulcers that pierce deep in the human body subjecting the particular inner bodily organs and also bone tissues. [read post]
28 Sep 2010, 6:19 am by Business Law Post
Otherwise, the courts may decide to “pierce the corporate veil” of the business entity and hold the owner liable for the company debts. [read post]
28 Jul 2015, 8:18 am by Adam Weinstein
Our firm has been tracking the developments related to Thomas Buck’s termination from Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch), now known as Bank of America, NA (Bank of America) under highly unusual circumstances. [read post]
12 Aug 2009, 4:51 pm
UBS Financial Services Inc. has agreed to be fined $100,000 and Merrill Lynch, Pierce, Fenner & Smith Inc. has consented to a $150,000 fine, says the Financial Industry Regulatory Authority, for alleged supervisory failures that resulted in the inappropriate short-term sales of closed-end funds that were bought at initial public offerings for the funds. [read post]
20 Mar 2015, 9:55 am by Gene Quinn
Like me, Minhas is a graduate of Franklin Pierce Law Center (now part of the University of New Hampshire). [read post]