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20 Oct 2022, 6:51 am
They have been developed on the basis of Article 84(5), 84(6) and 98(5a) of the Capital Requirements Directive V. [read post]
21 Oct 2022, 3:18 am
They have been developed on the basis of Articles 84(5), 84(6) and 98(5a) of the Capital Requirements Directive V. [read post]
14 Oct 2008, 5:00 pm
We will discuss these limits in one additional post. [read post]
13 Jul 2020, 10:28 am
Client money – 15 July 2020 For the second webinar in the series we will be joined by Mike Williams, Head of Banking and Capital Markets Regulation at Deloitte, to provide a refresher on some key issues relating to the UK Financial Conduct Authority’s client money rules in the context of the failure of a firm, including: An overview of CASS 7 and CASS7A and the investment bank special administration regime What we have learned from firm failures such as Lehman… [read post]
19 Apr 2011, 6:43 pm
One is an Asia deal but not China. [read post]
8 Sep 2011, 12:22 pm
For example, in a letter to the SEC, banking associations said that the proposed regulations would subject banks to one more layer of regulation for the same activities and label as municipal advisors banks and many bank employees providing traditional bank services to their local municipalities, which is not what Congress intended in Dodd-Frank. [read post]
14 Nov 2010, 1:52 pm
One justification frequently given for further Fed open market operations is that it will increase bank lending through raising bank reserves (“high powered” money). [read post]
14 Nov 2018, 5:58 pm
Rule 506(c), the provision arising out of the JOBS Act that enables companies to raise capital using general solicitation and advertising while still being exempt from SEC registration requirements, has always had the potential to revolutionize the capital raising process. [read post]
27 Feb 2009, 9:59 am
A spokesman for Cambridge said just one of its current clients still has an investment in Westridge and that was based on Cambridge's recommendation. [read post]
18 Aug 2023, 1:14 pm
” Also unlike me (as far as you know), ChiefsAholic was willing to rob banks in order to feed his Chiefs obsession, according to the indictment. [read post]
26 Jan 2009, 12:48 am
While credit has been notoriously tight of late, five banks have agreed to lend Pfizer $22.5 billion to pay for the deal. [read post]
17 Mar 2008, 8:12 pm
" As regular readers know, I've been involved in past litigation against the bank regulators (and later, against the U.S. [read post]
15 Dec 2022, 7:02 am
For one thing, the customers' deposits are FDIC-insured, so the loss is spread broadly through a very slight marginal increase in the premium that banks must pay (which in turn will show up as a tiny decrease in the rate of interest that banks can pay depositors). [read post]
15 Apr 2010, 12:49 pm
The Topeka Capital-Journal has identified the essence of the Secretary of State’s plan for Kansas cemetery regulation: addressing cemetery problems before the trusts go upside down. [read post]
11 Apr 2011, 4:32 am
One problem: when a “shareholder” is an entity put together by an investment bank, but the entity itself has several hundred owners. [read post]
24 Jan 2020, 2:00 am
So that way, you hopefully try to get them to come over without giving away the bank. [read post]
15 Jun 2017, 5:07 pm
Background In September 2008, BankUnited Financial Corporation, a bank holding company, reported in a regulatory filing that unless its subsidiary, a federally chartered bank, raised $400 million, the OTS would downgrade its capitalization rating. [read post]
15 Jun 2017, 5:07 pm
Background In September 2008, BankUnited Financial Corporation, a bank holding company, reported in a regulatory filing that unless its subsidiary, a federally chartered bank, raised $400 million, the OTS would downgrade its capitalization rating. [read post]
29 Jan 2019, 6:32 am
The Commission should work with the prudential regulators to ensure that bank capital requirements are adequate from a risk perspective, but also do not unduly restrict the availability of clearing services by bank FCMs;Abolish name give-up. [read post]
21 Oct 2015, 8:41 am
JPMorgan Chase Bank, NA, Case Number 2014-2036. [read post]
