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26 May 2011, 1:08 am
On May 25, 2011, the SEC adopted the final rules implementing the whistleblower provisions of the Dodd-Frank Act. [read post]
11 Jan 2011, 5:00 am
What’s Really in Dodd-Frank? [read post]
12 Nov 2007, 6:06 am
More recently, Frank Rich of the New York Times has done the same for U.S. democracy. [read post]
21 Jul 2011, 8:41 am
There are substantial differences between the SEC and CFTC with regard to proposed regulations implementing the derivatives provisions of the Dodd-Frank Act, said House Agriculture Committee Chair Frank Lucas (R-OK). [read post]
15 Oct 2015, 10:41 am
Lisa Frank, Inc. v. [read post]
13 Nov 2014, 4:37 pm
Wynn, there could also be Democratic support for financial institutions bankruptcy legislation, but not for the elimination of Title II of Dodd-Frank. [read post]
13 Dec 2008, 11:43 pm
CHRIS DODD UPDATE: Please consider the following list: Congressman Barney Frank/Sen. [read post]
16 Aug 2017, 5:13 am
The court also vacated, at the Commission's request, a portion of the order imposing two industry bars based on pre-Dodd-Frank conduct. [read post]
13 Apr 2010, 7:05 am
Frank got an earful. [read post]
5 Oct 2008, 12:39 pm
And is the fact that Frank acted after the conflict-of-interest had ended really exculpatory? [read post]
23 Jun 2011, 3:25 pm
These rules and rule amendments are designed to give effect to provisions of Title IV of the Dodd-Frank... [read post]
19 Apr 2011, 2:18 pm
Section 917 of the Dodd-Frank Act directs the... [read post]
1 Dec 2014, 5:54 pm
Our December guest blogger with be 3L Frank Remington. [read post]
15 Jul 2014, 2:19 pm
on SSRN with the following abstract: Given the vital place of clearinghouses in Dodd-Frank, it is perhaps surprising that Dodd-Frank makes no provision for the failure of a clearinghouse. [read post]
16 Feb 2010, 2:18 pm
The law firm of Franks, Gerkin & McKenna P.C. in Marengo, Illinois seeks an attorney with 4-6 years experience in Bankruptcy, Foreclosures, and Commercial Litigation.Applicants should contact Herb Franks at hfranks@fgmlaw.com. [read post]
17 Feb 2007, 6:53 pm
Frank Galvin: You thought it... [read post]
20 Apr 2012, 9:08 am
Frank touched on the issue of morals clauses in a post earlier this week. [read post]
21 Nov 2006, 1:11 pm
This, courtesy of Frank Cammuso and Hart Seely on Slate. [read post]
30 Aug 2010, 4:01 pm
Because one of the goals of Dodd-Frank is a migration of some of these contracts onto essentially bigger platforms. [read post]
30 Aug 2012, 5:46 am
There are strong similarities between the potential scope of this regulation, said the Commission, and Section 722(d) of Dodd-Frank. [read post]
