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17 Dec 2013, 9:42 am
Not long after its proposal, the rule was made into law in Section 619 of the 2010 Dodd-Frank Wall Street Reform Act, to take effect upon the issuance of implementing regulations. [read post]
17 Dec 2013, 8:33 am
Good Intentions In passing the Dodd-Frank Wall Street Reform and Consumer Protection Act, Congress created the Consumer Financial Protection Bureau (CFPB). [read post]
17 Dec 2013, 8:18 am
The Covered Entities include financial institutions, investment banking firms, mortgage banking firms, asset management firms, brokers, dealers, financial services entities, underwriters, accountants, investment consultants, and providers of legal services. [read post]
17 Dec 2013, 8:18 am
The Covered Entities include financial institutions, investment banking firms, mortgage banking firms, asset management firms, brokers, dealers, financial services entities, underwriters, accountants, investment consultants, and providers of legal services. [read post]
17 Dec 2013, 7:15 am
New York’s Department of Financial Services (NYDFS) has raised concerns about online payday loans with banks processing ACH payments, debt collectors and NACHA, the organization that administers the ACH network. [read post]
17 Dec 2013, 1:02 am
” Even before the Japanese-Americans were relocated, their livelihoods were seriously threatened when all accounts in American branches of Japanese banks were frozen. [read post]
12 Dec 2013, 12:53 pm
Five federal agencies on Tuesday issued final rules developed jointly to implement section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Volcker Rule”). [read post]
12 Dec 2013, 8:06 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) mandates that the CFPB conduct a study on the use of pre-dispute arbitration clauses in consumer financial markets. [read post]
11 Dec 2013, 9:49 am
As it turns out, Nasdaq interpreted the Dodd-Frank requirement to be much stricter than the NYSE. [read post]
7 Dec 2013, 10:38 am
Credit risk is the potential for the central counterparty to incur losses after it closes out a defaulter's positions and liquidity risk is the possibility that a central counterparty will not have sufficient cash on hand to timely meet its payment obligations.Recently, the German central bank, the Bundesbank, called for enhanced risk management at derivatives central counterparties. [read post]
7 Dec 2013, 10:32 am
One obvious provision is Section 604, which amends the Bank Holding Company Act to direct the Federal Reserve to consider, when it evaluates an application for approval of a proposed acquisition, merger, or consolidation, whether it would result in greater or more concentrated risks to the stability of the United States banking or financial system. [read post]
7 Dec 2013, 3:47 am
Essentially, the rules prohibit certain short-term proprietary trading by subject banks. [read post]
6 Dec 2013, 3:14 pm
(Pix (c) Larry Catá Backer 2013) States and the international community have been moving toward one of three distinct approaches to regulating corporate governance. [read post]
6 Dec 2013, 8:30 am
This new accessibility to the enforcement agency mirrors the ease with which employees can provide tips regarding wrongdoing and apply for bounty awards to the SEC or Commodity Futures Trading Commission under the Dodd-Frank Act, which can also be done on-line. [read post]
6 Dec 2013, 8:30 am
This new accessibility to the enforcement agency mirrors the ease with which employees can provide tips regarding wrongdoing and apply for bounty awards to the SEC or Commodity Futures Trading Commission under the Dodd-Frank Act, which can also be done on-line. [read post]
6 Dec 2013, 7:40 am
Frank Mete, 55, Berlin, Connecticut, waived his right to indictment and pleaded guilty before U.S. [read post]
3 Dec 2013, 9:00 pm
From the forms of republican democracy that the US Founding Fathers drew from to helping to establish a world-wide trade and banking system which still reverberates today. [read post]
3 Dec 2013, 7:00 am
Judge Thompson also sentenced Frank J. [read post]
2 Dec 2013, 12:11 pm
In September 2013, pursuant to Section 1022(c)(4) of Dodd-Frank, the CFPB issued a series of orders to various financial institutions seeking their standard forms of checking account agreement to review in connection with the arbitration study. [read post]
29 Nov 2013, 12:12 am
James Dean of Knight Frank told us: “On one house inspection, rather than give the clients advice on their property, I ended up leaving with their dear, recently departed, Labrador and took her to be cremated at the local hunt kennels. [read post]
