Search for: "In Re Securities and Exchange Commission"
Results 2161 - 2180
of 2,834
Sort by Relevance
|
Sort by Date
27 Jun 2011, 5:00 am
The SEC extended the deadline for private fund managers to register with the Securities and Exchange Commission as investment advisers from July 21, 2011 to March 30, 2012. [read post]
26 Jun 2011, 10:13 pm
Securities and Exchange Commission, and others for libeling him in a special report prepared for Hollinger. [read post]
26 Jun 2011, 7:10 am
Ironically, if you’re in the United States, then you’re likely familiar with the case the Winklevosses rely on, Anderson v. [read post]
23 Jun 2011, 2:00 am
House of Representatives that would raise the threshold for mandatory registration under the Securities Exchange Act of 1934 (the “Exchange Act”) from 500 persons holding equity securities of record to 1,000 persons for all companies.[1] This bill would also exclude accredited investors and securities held by persons who received such securities pursuant to employee compensation plans from counting against… [read post]
22 Jun 2011, 2:00 am
On a related note, on June 15, the Securities and Exchange Commission (the “SEC”) issued an order providing temporary relief from most of the requirements of Title VII relating to security-based swaps transactions that would otherwise have applied on June 16, 2011. [read post]
21 Jun 2011, 1:00 pm
It should be emphasized that the textual changes in the new Treaty (as compared to the 1972 treaty) are not intended to effect a substantive change to the standard that applies under the existing treaty for securing the provisional arrest of an alleged fugitive pending extradition. [read post]
21 Jun 2011, 10:03 am
” National Security Adviser John Brennan concurred. [read post]
19 Jun 2011, 2:05 pm
Turner, a former chief accountant for the Securities and Exchange Commission, once called E.B.B.S., or "earnings before bad stuff. [read post]
16 Jun 2011, 9:00 am
Obtaining money, valuable security, or goods, by false pretences; receiving any money, valuable security, or other property, knowing the same to have been stolen or unlawfully obtained. 19. [read post]
15 Jun 2011, 11:47 pm
The Securities and Exchange Commission and the Commodity Futures Trading Commission are scrambling to write the rules required by Dodd-Frank, but their expanded workload means they're both going to miss the July deadline the law stipulates. [read post]
15 Jun 2011, 2:31 pm
Securities and Exchange Commission today announced that victims of Allen Stanford's Ponzi scheme are entitled to the protections of the Securities Investor Protection Act of 1970, which means they may be entitled to get their money back. [read post]
15 Jun 2011, 1:00 pm
The Article also provides that attempts and conspiracies to commit these offenses, and participation in the commission of the offenses, are also extraditable when the underlying criminal act is also a violation of Swiss federal law. [read post]
15 Jun 2011, 9:00 am
Ratifications were exchanged at Stockholm on December 3, 1963. [read post]
15 Jun 2011, 7:37 am
Then, early this March, the CEO signs a settlement with the Securities and Exchange Commission agreeing to fork over $6.5 million in cash, nearly 79,000 restricted shares and more than 40,000 restricted stock units, to settle a complaint related to earlier fraud allegations against his company. [read post]
15 Jun 2011, 5:45 am
(PDF) http://tinyurl.com/3vtyy9k (Maura Grossman, Gordan Cormack) Internet Access as a Human Right - http://tinyurl.com/3j9vdg3 (Shaunna Mireau) Legal Project Management Quick Reference Guide - http://t.co/2gQZm2K (Ted Tjaden) Pew Internet Twitter Update 2011 - 13% Of Online Adults Use Twitter - http://tinyurl.com/3ra8ble (Aaron Smith) Survey Shows 3 of 4 Companies Suffer Data Loss - http://bit.ly/iKqnGs (Robert Mullins) Symantec Report Highlights Virtualization and Cloud Migration Challenges -… [read post]
10 Jun 2011, 1:32 pm
Michigan Bell Telephone Company was whether a regulation passed by the Federal Communications Commission (FCC) required local exchange carriers to make their existing entrance facilities available to competitors at cost-based rates in certain circumstances. [read post]
10 Jun 2011, 4:48 am
Deloitte had requested that the bank confirmation process be re-done at the bank's head office. [read post]
8 Jun 2011, 11:25 am
Now the nation knows that his "other way" involved being paid a huge salary to undermine and destroy the agencies targeted in a Chamber of Commerce memo: "the Environmental Protection Agency, the Occupational Safety and Health Administration, the Securities and Exchange Commission and the newly created Consumer Financial Protection Bureau. [read post]
7 Jun 2011, 1:55 pm
See In re Alstom SA Sec. [read post]
2 Jun 2011, 8:40 am
For example, all security-based swaps that are required to be cleared are required to be executed on an exchange or a swap execution facility if one makes the security-based swap available for trading. [read post]
